- HSBC (New York, NY)
- … management focused initiatives, stipulating wide-reaching changes for assessing model risk management compliance through observing model performance ... Risk Analytics Manager Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY,...governance/control plans to meet both regulatory and internal model risk management requirements. Here's what you can… more
- Neuberger Berman (New York, NY)
- …years of experience in a quantitative, analytical, or risk -focused role within financial services, asset management or wealth management + Expertise in ... hoc risk reports, assist in solving real-world risk management problems, and translate academic or...proficiency in Python and SQL, a strong interest in financial markets, and outstanding analytical and communication skills. This… more
- SMBC (New York, NY)
- …FRM, ESG) are a plus Experience: - 3+ years of experience in a large financial institution - Experience in project management , with a track record of leading ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...join the stress testing function within the Credit Portfolio Risk team. This role will support CCAR and credit… more
- HSBC (New York, NY)
- …limited to RoRWA, RWAs, balance sheet usage, and appropriate management of financial and non- financial risk + Create an inclusive and customer-centric ... Work style: Office Worker Date: 7 Dec 2025 In compliance with applicable laws, HSBC is committed to employing...conduct and culture agenda, including the proactive identification and management of non- financial risk +… more
- HSBC (New York, NY)
- …+ By collaborating with business management and other functions, such as Non- Financial Risk , COO, Operations, and Technology, the role ensures that best ... Compliance , SVP Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY,...business. + Proactively works with business management , Non- Financial Risks, other stakeholders, and compliance officers… more
- SMBC (New York, NY)
- …Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + ...management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other… more
- LiveRamp (New York, NY)
- …of their first-party data while staying on the forefront of rapidly evolving compliance and privacy requirements.** **You will:** + Own Value Realization & Adoption ... collaboration with larger account team + Leads Renewals & Risk Mitigation + Leads renewal strategy and execution +...with accounts $2M+ in ARR, or negotiation and project management skills + Experience in managing 3-5 highly strategic… more
- Neuberger Berman (New York, NY)
- …and outcome measures. + Responsible implementation: Work closely with Governance, Risk , Information Security, Legal, and Compliance to ensure solutions ... experience delivering enterprise software or data/AI-enabled solutions. + Financial services background required; asset management experience strongly… more
- SMBC (New York, NY)
- …advisory agreements and fund documents. + Manage outside counsel and apply legal risk management standards and practices consistently with SMBC Group's Americas ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...Assess and respond to regulatory changes impacting the investment management business. Collaborate closely with legal and compliance… more
- SMBC (New York, NY)
- …in a global, matrixed environment. + Deep understanding of payment systems, liquidity management , and regulatory requirements. + Strong risk and controls acumen, ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...to the continued growth and innovation of our Cash Management business, which supports institutional clients with comprehensive payment… more
- HSBC (New York, NY)
- …in their day-to-day operations. In executing these responsibilities, the Group has adopted risk management and internal control structures referred to as the ... in New York. The role centres on the day-to-day management of client flow through our e-platform, supporting both...act in a manner that takes account of operational risk considerations + Ensure compliance with operational… more
- Neuberger Berman (New York, NY)
- …, Risk , Product, and other control groups to support effective operational risk management and regulatory compliance . + Contribute to fostering a ... in alternatives operations, investment operations, or a related field within asset management or financial services. + Experience with process documentation,… more
- HSBC (New York, NY)
- …US market, wealth, affluent market trends, and deep understanding of US regulatory framework, risk management and compliance + Outstanding work ethic and ... Serve as an interface between front office and infrastructure teams (eg, Operations, Technology, Compliance , Legal, Risk , HR, Finance) and serve as a point of… more
- SMBC (New York, NY)
- …scalable architecture adoption. + Act as the primary liaison between trading desks, risk management , finance, and technology teams to capture requirements and ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...is critical in managing trade booking, valuation processes, and risk models to ensure accuracy, compliance , and… more
- HSBC (New York, NY)
- …the clients may pose to HSBC + Knowledge of KYC/ AML procedures and risk management related to high- risk sectors/Correspondent Banking preferred + Strong ... with the IPG strategy + Combine the client relationship management with strong risk assessment and ...our client base. This includes good understanding of the financial products, particularly cash management and Markets… more
- HSBC (New York, NY)
- …with internal policies and regulatory guidelines + Establish and maintain robust risk management practices to identify, assess, and mitigate investment and ... oversight of the end-to-end derivatives process eg Operations, Legal, Compliance , Risk , etc + Lead, mentor, and...non- financial risks + Ensure compliance with OCC… more
- SMBC (New York, NY)
- …architecture adoption. + Act as the primary liaison between operations teams, risk , compliance , and technology to capture requirements and deliver impactful ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...to regulatory standards (ECB, MiFID II, Dodd-Frank) and internal risk frameworks. + Partner with compliance and… more
- SMBC (New York, NY)
- …Policy and RAC exceptions are identified, tracked and monitored during the credit risk management process. - Participate in Annual Review monitoring and ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...requests. Additionally, this role will also provide appropriate credit risk analysis for ongoing portfolio management related… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of.../ presentation of executive summaries and recommendations to the management of the Credit Department. + Cover a portfolio… more
- SMBC (New York, NY)
- …standards and internal risk frameworks for pre-trade analytics. + Partner with compliance and risk teams to embed controls into product design and delivery. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...providing foundational data and analytics that enable accurate pricing, risk assessment, and trade decision-making across global markets. **Role… more
