- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work ... proper operations of the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General Counsel and… more
- SMBC (Jersey City, NJ)
- …to effectively communicate testing scope and results to senior management, Monitoring and Testing Management, and Compliance Risk Assessment teams. + ... Description** The Head of Quality Assurance is primarily responsible for ensuring that the Monitoring and Testing (M&T) and Compliance Risk Assessment teams… more
- SMBC (Jersey City, NJ)
- … Department Americas Division ("CPAD") is seeking a Vice President of BSA/AML Compliance Monitoring and Testing . The Vice President will principally ... deliverables. + Serve as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements including, but not limited… more
- Wells Fargo (New York, NY)
- …Corporate & Investment Banking Financial Crimes (CIBFC) Audits, Exams and Issues Monitoring (AEIM) Team is seeking a ** Senior Business Execution Consultant** ... when facilitate CIB Financial Crimes related regulatory exams, internal audits, Independent Testing & Validation engagements including issue monitoring with the… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for assessing ... Plan. + Performs compliance controls testing , transactional testing , or compliance controls monitoring activities based on the pre-defined testing… more
- TD Bank (New York, NY)
- …(COF) including: + Compliance -wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other activities + Internal ... lending activities of Wealth Banking. In this position, the Senior Compliance Manager will provide guidance, leadership...conduct risk within the US Wealth businesses + Independently testing , monitoring and assessing the adequacy of,… more
- Citigroup (New York, NY)
- …Knowledge of key Compliance processes- Regulatory Management, Risk Assessment, Monitoring and Testing + Awareness of regulatory requirements including local ... **Job Description** Serves as a Senior Compliance Risk officer for Independent...and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies… more
- CDM Smith (Woodbury, NY)
- …technical questions and providing updates to upper management as necessary **Job Title:** Senior Project Manager - NEPA Compliance **Group:** WAF Delivery - ... key technical specialists, project team members, and delivery managers * Preparing, monitoring , and managing project budgets and schedules while managing the firm's… more
- M&T Bank (New York, NY)
- …of the CRM Program and related initiatives: Requirements & Standards Documentation, Compliance Monitoring Activities, Compliance Control Management, ... design a plan for timely and effective resolution of complex issues identified through monitoring and testing . + May interact with State and Federal Regulatory… more
- SMBC (New York, NY)
- …a central BCO function responsible for overall development and execution of 1st line control testing and monitoring program. The BCO Control Testing and ... role will provide support in establishment of control monitoring routines and conduct control testing to...Markets and Sales and Trading risk areas to ensure compliance with internal policies and applicable rules, laws and… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team in Cyber Defense, Monitoring & Incident Management! Major Duties & Responsibilities: In this role you will report to the Head of Cyber Defense, ... (MAS). You will be responsible for managing the broader Monitoring & Incident Management activities and their various responsibilities....IT departments to address the event and escalating to senior members of the team as necessary. + Operational… more
- Mizuho Corporate Bank (New York, NY)
- Team Head of AML/Sanctions compliance testing reviews and monitoring for Americas Region. PRINCIPAL DUTIES AND RESPONSIBILITIES:Manage multiple testing ... 2nd Line of Defense.Serve as a head of AML/Sanctions compliance testing team, responsible for AML/Sanctions and...to maintain a solid foundation of applicable regulatory framework.Conduct monitoring on Fin Crime Compliance items requested… more
- Actalent (White Plains, NY)
- … (eg, US EPA visual opacity (Method 9) testing ). + Prepare NOx monitoring and compliance plans, recommend equipment or plant modifications to meet state and ... such as AERMOD. + Oversee facility environmental regulatory audits (eg, boiler efficiency testing , cooling tower compliance , stack testing ) and emissions… more
- Citigroup (New York, NY)
- …reviewing and challenging existing frameworks and metrics to ensure robust monitoring and management of concentration risks. Additionally, the candidate should have ... strategy + Stakeholder Engagement: Engage with key stakeholders, including senior management, to communicate findings, propose improvements, and support… more
- Bank of America (New York, NY)
- …+ Written Communications + Issue Management + Monitoring , Surveillance, and Testing + Regulatory Compliance + Technical Documentation + Trading Strategy ... Global Markets Senior Risk Manager New York, New York **Job...Oversees development of market risk coverage plans, execution of monitoring , testing and risk assessments, and market… more
- City National Bank (New York, NY)
- …for ongoing monitoring , identification and reporting of risk findings to senior management and remedial corrective actions through risk and control testing ... * SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS* WHAT...through 1st, 2nd, 3rd LOD and external regulatory examinations, monitoring and testing . * Analyze findings and… more
- Walmart (Hoboken, NJ)
- …meets legal, ethical, and company standards. + Conduct regular testing and monitoring to identify and mitigate compliance risks, and to ensure ad policy ... Walmart Connect Compliance and Ethics team in collaborating with Walmart Connect senior leadership to integrate first line of compliance into the company's… more
- New York State Civil Service (New York, NY)
- …environmental issues and other non-traditional projects), including ensuring compliance with contract provisions, contract administration and monitoring ... No Agency DASNY - Dormitory Authority of the State of New York Title Senior Field Representative -NYC - 5 Boroughs and Long Island Occupational Category Other… more
- Scotiabank (New York, NY)
- Senior Manager, US Finance & Regulatory Reporting - Audit **Requisition ID:** 208343 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... together to drive ambition for every future! **Purpose** The Senior Manager, US Finance & Regulatory Reporting will lead...and external issue validation as well as audit continuous monitoring activities. **What You'll Do** + Develop a strategy… more
- Bank of America (Stamford, CT)
- Credit Review Senior Portfolio Specialist Dallas, Texas;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Providence, Rhode Island **Job ... (EIC) or Assistant Examiner-in-Charge (AEIC), secondary reviews of transaction testing completed by other examiners and issues management. Manages field… more