- TD Bank (Charlotte, NC)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct ... would require the following: + Ability to execute and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory… more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- TD Bank (Charlotte, NC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and ... support for central elements of the US Compliance Monitoring and Testing Program, including:** +...depending on availability and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the… more
- TD Bank (Charlotte, NC)
- …and enterprise as appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk ... role which is outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation… more
- Lowe's (Mooresville, NC)
- **Your Impact** The primary purpose of the Senior Manager , Regulatory Affairs and Marketplace Compliance is to lead the development and operationalization of our ... implementing, and overseeing policies, processes, and controls that ensure compliance with regulatory requirements, internal policies, and industry best practices.… more
- Regions Bank (Charlotte, NC)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...interpret against policies, guidelines or processes + Oversees a monitoring and testing program to ensure effective compliance… more
- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT IS THE OPPORTUNITY? Responsible for monitoring , analyzing, and escalating matters of regulatory or legal ... developed and implemented within statutory timeframes utilizing sound and current compliance industry standards and practices. Responsible for the review and… more
- Coinbase (Charlotte, NC)
- …Experience building compliance systems * Exposure to financial crimes compliance systems (transaction monitoring systems, enhanced due diligence, screening ... and alignment. Attendance is expected and fully supported. The Coinbase Compliance Technology Team develops globally scalable systems to meet regulatory… more
- Coinbase (Charlotte, NC)
- …and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective ... compliance programs to meet Coinbase's regulatory obligations across the...and Clearing Firm to ensure deployment of a robust monitoring program. * Work with the principals to design… more
- Truist (Charlotte, NC)
- … monitoring best practices. Strong knowledge of regulatory and compliance requirements related to operational resilience, incident management, and monitoring ... **Please review the following job description:** The Head of Observability and Monitoring will lead the strategy, architecture, and implementation of observability, … more
- TD Bank (Charlotte, NC)
- …and programs, including Compliance Risk Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing, Program ... and Experience below as you consider this opportunity.** **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a… more
- USAA (Charlotte, NC)
- …(SSLDC). The ideal candidate will possess experience in risk assessment and compliance monitoring within software development and IT operations environments. You ... in IT/SDLC:** Experience in conducting risk assessments and performing compliance monitoring within software development and IT operations environments.… more
- City National Bank (Charlotte, NC)
- …procedures, and training for new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment team with ... of business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to...other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and maintain… more
- Regions Bank (Charlotte, NC)
- … function specific to a line of business **Preferences** + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... compliance + Conducts research of laws and regulations that impact compliance to include monitoring for new laws and regulations or changes to existing laws… more
- TD Bank (Charlotte, NC)
- …communication skills to interact with senior compliance stakeholders. The Compliance Governance & Operations Manager leads the development and implementation ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- Bank of America (Charlotte, NC)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial-Regulatory-Reporting--GM-NFRR--Operational- Monitoring \_25044238) **Job Description:** At Bank of America, we are… more
- USAA (Charlotte, NC)
- …makes us special and impactful. **The Opportunity** We are seeking a SSLDC Risk and Compliance Advisor I - Risk Assessment to join our team. In this mid-level role, ... Application Security Testing (SAST/DAST). Key responsibilities will include conducting monitoring and testing activities, formalizing testing documentation and procedures,… more
- City National Bank (Charlotte, NC)
- …- Mortgage is responsible for managing and maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business area ... affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM) or Certified Mortgage Compliance Professional (CMCP) Preferred.… more
- Bank of America (Charlotte, NC)
- …appropriate governance routines, management/board level committees + Directing the completion compliance activities such as: designing monitoring and testing ... Global Financial Crimes Manager - Global Banking Charlotte, North Carolina;Dallas, Texas;...and product expansion processes **Skills:** + Critical Thinking + Monitoring , Surveillance, and Testing + Regulatory Compliance … more
- Bank of America (Charlotte, NC)
- …entity + Relevant certifications (eg, CAMS, CGSS, or similar) **Skills:** + Regulatory Compliance + Monitoring , Surveillance, and Testing + Critical Thinking + ... Global Financial Crimes Manager - Economic Sanctions New York, New York;Charlotte,...This job is responsible for executing substantive economic sanctions compliance and operational risk practices. Key responsibilities include working… more