- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- City of New York (New York, NY)
- …highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful ... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- Amalgamated Bank (New York, NY)
- …documents and disclosures comply with federal and state regulations + Collaborate with Chief Compliance Officer in executing the Bank's Compliance ... Amalgamated Bank is seeking a Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services maintain … more
- Citigroup (New York, NY)
- …and interpretation on internal policies and procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission Merchant and ... Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management ... New York, Tampa, or Irving, the Ethics Sr Lead Officer will report to an Ethics Sr Group Manager...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- CIBC (New York, NY)
- …CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Swap Dealer Chief Compliance Officer , the Director, RCM Portfolio ... and other communications for the RCM Program. + Support the Swap Dealer Chief Compliance Officer to design and produce RCM related reporting, including… more
- City of New York (New York, NY)
- …to external partners to ensure agency compliance , as needed - Assist the Chief Compliance Officer with special compliance projects as needed. ... administration and operations. Your Role Reporting to the CRM Chief of Staff, the Compliance Specialist will...to the CRM Chief of Staff, the Compliance Specialist will support CRM programs, manage cross-agency … more
- JPMorgan Chase (New York, NY)
- …and practices. **Job Responsibilities** + Assist in creating and preparing the FCM Annual Chief Compliance Officer Report. + Create, update and maintain ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Wellington (New York, NY)
- …a member of the Legal, Compliance and Risk Group and will report to the Chief Compliance Officer , Americas/Global Head of Funds Compliance , and work ... with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's compliance program, focusing… more
- JPMorgan Chase (Brooklyn, NY)
- …and Oversight (TPGO) Team, which sits in the 2LOD and reports through the Firm's Chief Compliance Officer and Firmwide Risk Executive for Compliance ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Siebert Williams Shank (New York, NY)
- … compliance professional to assist the Compliance team led by the Chief Compliance Officer . The successful candidate will support compliance ... + SIE, Series 7 licenses required + At least 3 years of compliance experience (broker-dealer preferred) + Experience with fixed income products (notably municipal,… more
- MetLife (New York, NY)
- …the CRM director of strategic planning ( chief of staff), the MetLife Chief Compliance Officer (CCO), and global CRM organization, enabling operational ... Department: Compliance Risk Management (CRM) delivers a compliance...within the organization. Key Responsibilities: * Supports the CRM chief of staff, the CCO, and CRM Senior Leadership… more
- City of New York (New York, NY)
- …throughout HPD who do or are interested in compliance work. - Assist the Chief Compliance Officer with special compliance projects as needed. CITY ... policy and operational role for the new Office of Compliance & Risk Management (CRM). This Office is centralizing...administration and operations. Your Role Reporting to the CRM Chief of Staff, the Operations Specialist will support CRM… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... the Dean, IT committees, Chief Academic Officers, and Touro University Chief Information Officer . Responsibilities + Partners and confers with local academic… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... volume of valuable data that flows through our systems daily. Reporting to the Chief Information Security Officer , this role will help maintain our university's… more
- Weill Cornell Medical College (New York, NY)
- …OMIG, CMS, and OIG compliance , and payer compliance . + Assists the Chief Privacy and Compliance Officer with the development and implementation of ... Title: Billing and Clinical Compliance Manager Location: Midtown Org Unit: The Office... Manager Location: Midtown Org Unit: The Office of Compliance Work Days: Monday-Friday Weekly Hours: 35.00 Exemption Status:… more
- MTA (New York, NY)
- …: $65,000 - $74,500 HAY POINTS : 291 DEPT/DIV : Legal and Compliance SUPERVISOR : Chief Compliance Officer LOCATION : 2 Broadway HOURS OF WORK : 8 :00 am ... Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: Office Chief Compliance Off Date Posted: Jan 21, 2025 Description JOB… more
- Meta (New York, NY)
- …of your investigation to a variety of audiences to include the Head of Sanctions Compliance , Chief Compliance Officer , among other Meta leaders. You ... Meta is seeking a highly-organized and detail-oriented candidate with extensive Sanctions Compliance experience to join the Meta FinTech Compliance Sanctions… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... a mentor/facilitator for Student Organizations' Community Service activities + Serve as chief reporter of the activities of the Department of Community Affairs and… more