- SMBC (Jersey City, NJ)
- …practices are being achieved across all compliance testing disciplines and Compliance Risk Assessment. **Role Objectives** + Quality Assurance - overseeing ... more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 14 **The** **Role** **:** Head of Product, Regulatory & Compliance **The Team** : The Enterprise ... more
- Mizuho Corporate Bank (New York, NY)
- …MHBK's Internal Audit Division (IAD). Execute a robust audit program of Mizuho's corporate and compliance activities, with particular emphasis on Bank Secrecy ... more
- Citigroup (New York, NY)
- …units, operations, technology, legal, Enterprise Regulatory and Tax Information Reporting, corporate tax, and compliance teams to ensure cohesive regulatory ... more
- Equitable (New York, NY)
- Head of Credit Investments, General Account ( 240000EN ) **Primary Location** : UNITED STATES-NY-New York **Organization** : Equitable **Schedule** : Full-time ... more
- Guardian Life (New York, NY)
- We are seeking a dynamic and experienced Head of Meetings and Events to lead the strategy, planning, and execution of all internal and external events for Guardian. ... more
- S&P Global (New York, NY)
- …as revenue retention rates, market share and client satisfaction scores. + Ensure compliance with regulatory and corporate governance requirements in all sales ... more
- BMO Financial Group (New York, NY)
- …lines, operations, corporate areas, and technology to ensure the highest quality and most comprehensive data is consistently reported on a timely basis. * ... more
- SMBC (New York, NY)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... more
- S&P Global (New York, NY)
- …employees world-wide, taking significant responsibility for 1934 Act disclosure and compliance , NYSE/SEC compliance , and corporate finance transactions, ... more
- Citigroup (New York, NY)
- …portfolio of client relationships as well as partner with the Global Industry Head to drive industry focused solutions and other revenue generating activities. The ... more
- MUFG (New York, NY)
- …management of business development activities associated with a group of Japanese corporate account relationships and prospects with the primary goal being the ... more
- SMBC (Jersey City, NJ)
- …framework. + Supports the consolidation and reporting of results within local and Head Office reporting. + Develop annual compliance monitoring and testing Plan ... more
- Axis (New York, NY)
- …Services to join our Shared Services Claims team. As a direct report to the Head of Quality Assurance and Compliance , Claims Shared Services, the successful ... more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $120,000 - $250,000 USD TD is committed to providing fair ... more
- SMBC (Jersey City, NJ)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... more
- SMBC (Jersey City, NJ)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... more
- Kuehne+Nagel (Jersey City, NJ)
- …in the US, you'll play a critical leadership role in shaping the quality , safety, and compliance culture across 100+ branches nationwide. Reporting directly ... more
- Axis (New York, NY)
- …Services to join our Shared Services Claims team. As a direct report to the Head of Quality Assurance and Compliance , Claims Shared Services, the successful ... more
- Scotiabank (New York, NY)
- …minimum of 5 years AML testing or audit AML experience in a regulatory, compliance , or quality assurance capacity within a financial institution setting. + Prior ... more