- USAA (Tampa, FL)
- …so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead supports the Second Line of… more
- USAA (Tampa, FL)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Tampa, FL)
- …part of what makes us so special! **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead, you will be a member of the ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + Expert knowledge of… more
- JPMorgan Chase (Tampa, FL)
- …striving to be best-in-class. As a Monitoring/ Testing Senior Associate in the Global Compliance , Conduct, & Operational Risk (CCOR) Testing team, you ... energetic environment. This position sits within the JPMC's Global Compliance , Conduct, & Operational Risk ...executed by the lines of business through Monitoring and Testing activities to validate compliance with internal… more
- MUFG (Tampa, FL)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- Citigroup (Tampa, FL)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive ... the bank. In line with the Operational Risk Management (ORM) and Independent Compliance ...to assess areas of concern including substantive and controls testing . + Supports the monitoring, evaluation, and challenge of… more
- JPMorgan Chase (Tampa, FL)
- …Management Director for the Governance, Risk and Controls (GRC) team within Compliance , Conduct and Operational Risk Technology & Cybersecurity (CCCOR ... control organizations. CCOR T&C is a group within the Compliance , Conduct and Operational Risk ...along with action-oriented reporting to support operational risk decisions. + Execute monitoring and testing … more
- JPMorgan Chase (Tampa, FL)
- **Job Summary** Bring your expertise to JPMorgan Chase & Co's Compliance , Conduct and Operational Risk (CCOR), where you are at the center of keeping ... Lead - Vice President within JPMorgan Chase & Co's Compliance , Conduct and Operational Risk ...Morgan Wealth Management businesses. Your role will involve advisory, monitoring/ testing , risk assessment & oversight, and policies… more
- JPMorgan Chase (Tampa, FL)
- …best-in-class. As a Compliance Risk Management Senior Officer within the Compliance , Conduct and Operational Risk (CCOR) team, you will collaborate ... of Business (LOB) and global/regional Compliance teams, including Internal Audit, Operational Risk , and other Control functions. This role necessitates you… more
- MUFG (Tampa, FL)
- …control environment is monitored through relevant KRI/KPIs + Monitor and evaluate emerging risk , internal operational trends, and external risk events for ... Expert in program management with a focus on executing information security risk assessment/ testing methodologies, evaluating the adequacy and efficiency of… more
- Citigroup (Tampa, FL)
- …on-time remediation, Reopens, and MCA effectiveness), Regulatory Issues (and its metrics), Compliance Testing Results, and Legal Matters. **Job Family Group:** ... system change process from requirements through implementation; provides user and operational support of application to business users. + Formulates and defines… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …through controls after the execution of a process (QA). + Provide analysis of Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support and contribute to Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...controlled (if applicable). + Support on operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …the execution of a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...(if applicable). + Support management on operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... the process to identify, assess, record and response to Operational and Compliance Risk events,...8 years of experience in Operations, Internal Audit, and/or Compliance Testing + Consistently demonstrates clear and… more
- Citigroup (Tampa, FL)
- … and control areas across the enterprise._ _Requires an expertise in technology, operational risk management practices and methods, along with project management ... and epics, drafting test scripts and overseeing User Acceptance Testing (UAT), and partnering with appropriate Technology teams and...with our customers both in the Front Line and Operational Risk . This includes:_ + _Driving resolution… more
- JPMorgan Chase (Tampa, FL)
- Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. As a Tech Risk & ... Space, you will be responsible for identifying, and mitigating compliance and operational risks in line with...control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance . + Support… more
- JPMorgan Chase (Tampa, FL)
- …of business control environment through recommended control and other updates to the Compliance and Operational Risk Evaluation (CORE ) application + ... the Testing CoE's overall success and strengthen the firm's compliance with regulatory obligations and industry standards. **Job responsibilities** + Assess end… more
- Citigroup (Tampa, FL)
- …(RMIA) is transformational effort focused on establishing a framework for Independent Risk Management's (IRM) testing and monitoring of business lines across ... project milestones and deliverables, and provide oversight of L0 Risk stripes (ie; Credit, Market, Liquidity, Operational ,...coverage plan components and scope of reviews across L0 Risk stripes, ensure effective testing of design… more