- Raymond James Financial, Inc. (St. Petersburg, FL)
- …or processes with significant business impacts, and works with members of the PCG Compliance , Supervision, Legal, IT, and business leadership teams to develop ... extensive knowledge and skills obtained through education, experience, specialized training and/or certification to manage and oversee the registrations functions… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …including Trust and RJ Insurance Group, as well as Private Client Group ( PCG ) Education. They also partner with Procurement, Compliance , Legal, Supervision and ... Collaborate with departments and leadership across the firm, including Regional Management, PCG Education, Senior and At-Risk Clients, RJ Trust, and RJ Insurance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for the firm. * Ensures effective coordination and communication occurs between supervision, PCG management, compliance , legal and other functional areas. * May ... programs, mentorships, and continuing education options. **Job Summary** : The Director of Conflicts of Interest ("COI") Supervision will manage a supervisory… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …focus on operationalizing co-invest and direct offerings. Collaborates with PCG and Capital Markets origination, investments research, operational due diligence, ... both internal clients and functional area representatives including legal, compliance , supervision, operations, and AML. **Essential Duties and Responsibilities:** *… more