- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of compliance related policy and procedures. + Responsible for any loan origination system related testing impacting Mortgage Banking with a compliance impact (ie ... requirements. + Strong understanding of the principles of banking and finance and securities industry operations. + Advanced knowledge of financial markets… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Description** **Essential Duties and Responsibilities:** + Working with RJ Legal, origination , investment research, and operational due diligence teams to negotiate ... + Relevant FINRA/SEC rules and regulations. + Principles of banking and finance and securities industry operations **Skill in** : + Conducting negotiations with… more