- TD Bank (New York, NY)
- …(WLA) who support the lending activities of Wealth Banking.** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- Amazon (New York, NY)
- …of Transportation (DOT) Oversight and Governance team is seeking a high-performing Senior Risk Manager to conduct DOT compliance risk assessments and develop ... for Amazon's regulated transportation operations. This role will work closely with compliance leads and business partners to identify risks, develop mechanisms… more
- MTA (New York, NY)
- Senior Director Safety (Safety Oversight ) Job ID: 10763 Business Unit: MTA Construction & Development Location: New York, NY, United States ... Regular/Temporary: Regular Department: Safety Oversight Date Posted: Mar 15, 2025 Description This position...days after their effective date of hire. JOB TITLE: Senior Director Safety (OHS) AGENCY: Construction & Development DEPT/DIV:… more
- Scotiabank (New York, NY)
- …operational, compliance , AML/ATF/sanctions and conduct risk. Requirements: + Data Oversight & Integration + Oversee and support the design, implementation and ... Senior Manager, Global AML US Cash Management - Systems and Data Oversight **Requisition ID:** 214448 **Salary Range:** 117,400.00 - 224,700.00 _Please note that… more
- American Express (New York, NY)
- …It will involve extensive collaboration with multiple partners across numerous business units, functional areas, and geographies. The Senior Manager, ... that ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. US Consumer… more
- Amazon (New York, NY)
- …complex global environment. The Senior Risk Manager will work closely with compliance leads and business partners to develop mechanisms and program controls ... of Transportation (DOT) team is seeking a high performing Senior Risk Manager to support Amazon regulated transportation programs...performance and compliance metrics and provide written compliance narratives for compliance and business… more
- TD Bank (New York, NY)
- …supports the AML compliance framework by providing guidance to, and oversight of, the Business ' implementation of current Anti-Money Laundering and ... role. **Job Description:** **Position:** Director, Remediation, US FCRM TDS Business Oversight **Reports to:** AVP, Head of...aspects of AML and ATF laws + Works with senior business unit management/partners to develop proactive… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal,...and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate...+ Proficiency with Microsoft Word, Excel and PowerPoint. The Senior Compliance Office provides advice, guidance and… more
- Citigroup (New York, NY)
- …is an enterprise level independent risk management function responsible for enterprise-wide oversight and aggregation of operational risk. Its mandate covers all ... business lines (US Personal Banking, Global Wealth Management, Markets,...identification and comprehensive remediation. In addition to overseeing the compliance against ORM frameworks, **Data Risk Management has the… more
- TD Bank (New York, NY)
- …Description:** The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business guidance and ... partners with covered TD businesses through the development, implementation, oversight , and management of effective AML/ATF/Sanctions/ABAC Compliance Programs… more
- Carrington (Old Greenwich, CT)
- …join our amazing team and work remote from home!** The Foreclosure Oversight Analyst II will be responsible for reviewing, engineering, maintaining and ensuring ... intelligence, department objectives and competing initiatives as well as design compliance solutions. Perform all duties in accordance with the company's policies… more
- MTA (New York, NY)
- Senior Director, Equal Employment Opportunity and Compliance Job ID: 10945 Business Unit: MTA Headquarters Location: New York, NY, United States ... Date Posted: Mar 17, 2025 Description JOB TITLE : Senior Director, Equal Employment Opportunity and Compliance ...consistent practices for addressing areas of concern; and provide oversight for uniform handling of EEO compliance … more
- Wells Fargo (New York, NY)
- …is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking ... business unit, on rules and regulations on all compliance matters, including moderate to high-risk compliance ...Sustain a strong risk culture that identifies and provides oversight and escalation of existing and emerging compliance… more
- BMO Financial Group (New York, NY)
- …and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge ... to ensure program remains current and aligned with BMO Compliance Program. Work with business /group and internal... Policies & Procedures manuals for requirements. Contribute to business /group results by providing oversight and making… more
- Bloomberg (New York, NY)
- …of Bloomberg's off-channel communication program. This role offers significant exposure to senior stakeholders across all business lines and reports into the ... Surveillance & Monitoring experience. You will be responsible for the day-to-day oversight of Bloomberg Compliance 's E-Comms surveillance program to identify and… more
- Weill Cornell Medical College (New York, NY)
- Title: Senior Compliance Policy Analyst Location: Midtown Org Unit: The Office of Compliance Work Days: Monday-Friday Weekly Hours: 35.00 Exemption Status: ... role when Hired for NYC Offices **Position Summary** The Senior Compliance Policy Analyst plays a vital...+ Bachelor's Degree in a relevant field (eg, law, business , compliance , public policy, or healthcare administration).… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, support, ... its regulators, including queries arising in the normal course of business outside of specific examinations, and managing supervisory examinations, globally.… more
- M&T Bank (New York, NY)
- …compliance risk management program for the Global Capital Markets - US business unit, which includes identifying key compliance risk exposures and ... enterprise at-large. **Primary Responsibilities:** + Consult with managers of business units on compliance matters. + Provide...- Supports the 2nd Line of Defense Fiduciary Risk Oversight program through execution of the CRM Program and… more
- MTA (New York, NY)
- Senior Director Human Resources Business Partner...MTA Capital Program. Responsibilities MTA C & D People Business Partner is charged with oversight and ... eligible to apply 30 days after their effective date of hire. JOB TITLE: Senior Director H uman Resources Business Partner AGENCY: Construction & Development… more