- TD Bank (New York, NY)
- …(WLA) support the lending activities of Wealth Banking. In this position, the Senior Compliance Manager will provide guidance, leadership and training ... risk for the assigned business + Develop and maintain compliance policies and regulatory training for fiduciary ...outlined in the general description below.** **Job Summary:** The Senior Manager , Compliance Business Oversight… more
- HSBC (New York, NY)
- **Description** ** Senior Audit Manager , HSBC Technology & Services (USA) Inc., New York, NY:** Lead front-to-back audits of Markets and Securities Services (MSS) ... business, gained within Front Office and Markets Operations; Regulatory Compliance , Product Control/Finance, Market Risk, Model Risk, Counterparty Credit Risk… more
- Deloitte (New York, NY)
- …a career with Deloitte's growing Private Wealth practice! What you'll do As a Tax Senior Manager in our Private Wealth Tax practice, you will perform high-level ... multiple areas of taxation? Do you excel at delivering compliance and consulting services to individual clients and their...reviews of tax research of individual, fiduciary , partnership, closely-held corporations, estate, and gift work papers… more
- TD Bank (New York, NY)
- …(WLA) who support the lending activities of Wealth Banking. In this position, the Compliance Manager will provide guidance, leadership and training to a team ... role which is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance… more
- M&T Bank (New York, NY)
- …of Responsibilities:** The Compliance Advisor works under general supervision of the Compliance Manager but exercises a high level of judgment and discretion ... other departments within the enterprise at-large. **Primary Responsibilities:** + Consult with senior managers of business units on complex compliance matters. +… more
- New York State Civil Service (New York, NY)
- …Agency Financial Services, Department of Title Limited Purpose Trust Supervision Manager (Director Financial Service Programs 1, SG-31) Occupational Category Other ... Services (DFS) is seeking candidates for the position of Limited Purpose Trust Manager in the Limited Purpose Trust Companies ("LPTC") Unit within the Research and… more
- Neuberger Berman (New York, NY)
- …to provide comprehensive client service and administrative / operational support to a Senior Fiduciary Officer in the administration of trust, estate, and ... fund and ETF trades, journaling assets between accounts, and working with portfolio manager teams to raise cash or invest additional assets. + Proactively review… more
- City National Bank (New York, NY)
- …the CNB legal and compliance framework. This position functions as a team manager , develops staff and manages deployment of resources. *What you will do* * Head ... all relevant business units (CNR Fund Administration and CNR Fund Chief Compliance Officer in particular), all third party vendors (ie, Fund Administrators, Transfer… more
- Citigroup (Queens, NY)
- …to maintain these standards. + Streamline business processes and activities to ensure compliance with fiduciary standards, Department of Labor and ERISA. + ... strategy for all the International Pension Plans. The USPI Manager for US Pension Investments ("USPI") will bolster the...and reporting processes. This individual, with a Risk and Compliance background, will oversee and check the day to… more
- MTA (Jamaica, NY)
- …Agency's) Executive Leadership Team and provides ad hoc reporting on (The Agency's) compliance statistics as it relates to equal opportunity. Daily fiduciary ... monitoring and audit of (The Agency's) policies and procedures to ensure compliance with local, state and federal laws and regulatory requirements relating to… more
- Federal Reserve Bank (New York, NY)
- …assists the Federal Reserve Bank of New York's Board of Directors and senior management in the discharge of their fiduciary responsibilities by independently ... You will participate in audits reporting to an Audit Manager or Lead Auditor. . Work on financial/operational audits,...equal employment opportunity for employees and job applicants in compliance with applicable law and to an environment where… more