- Robert Half Finance & Accounting (Stamford, CT)
- Description VP Financial Risk and Controls - Hybrid Our client a premier financial services firm based in Stamford, CT continues to build out their ... and Internal Audit. The role will be key in building / reviewing financial the controls function and also assist with operational efficiencies. The firm is known… more
- Morgan Stanley (Purchase, NY)
- …Management* **Title:** * Assistant Vice President : Anti-money Laundering Risk - Enhanced Due Diligence (Investment Management Financial Crimes Risk ... of our culture. * * The Investment Management (IM) Financial Crimes Risk Team is embedded within...of wealth * Reviewing and responding to monthly quality control findings related to the source of wealth review… more
- Morgan Stanley (Purchase, NY)
- …Stanley is seeking a Vice President to serve as the Financial Crimes Risk Officer for our Workplace and Digital sectors, specifically overseeing the ... learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within...essential. The individual will be responsible for ensuring that financial crimes controls are commensurate with the… more
- Morgan Stanley (Purchase, NY)
- …news processes, among others, for Morgan Stanley. *Responsibilities:* The Assistant Vice President , Risk and Controls is responsible for assisting in the ... policies, standards, and procedures. *The Assistant Vice President , Risk and Controls will:*...and Control assessments (RCSAs) under the firm-wide Non- Financial Risk Assessment (NFRA) program * Lead… more
- JPMorgan Chase (New York, NY)
- …inherent in the global institutional businesses. **Job summary** As a Vice President in the Asset Management Investment Risk team you'll be responsible for ... team is committed to being a world-class leader in risk management, maintaining a system of strong controls...Post graduate degree or additional certifications such as Chartered Financial Analyst ( CFA), financial risk… more
- Citigroup (New York, NY)
- …them for application within own job and the business. + Responsible for the financial analysis, risk assessment and credit structure recommendation for cash flow ... The Credit Risk Senior Officer I is a strategic professional...lending products. + Complete in depth analysis of financial data and other information provided by the client… more
- BMO Financial Group (New York, NY)
- …mitigate risk of loss resulting from inadequate internal process, people, and system controls . + **Process Risk & Control Library:** Lead the trigger ... The VP is expected to provide expertise, support, and resource to drive Non- Financial Risk management and mitigation for I&CB, with a focus on Operational … more
- Morgan Stanley (New York, NY)
- …part of our culture. The position available is a Vice President ( VP ) level position on the Non-Market Risk team within the Institutional Equity Division ... IED business as well as associated control and 2ndline functions such as Compliance, Financial Crimes Risk , and Credit Risk Management to manage client /… more
- Morgan Stanley (New York, NY)
- …lending products and services to serve the needs of WM and ISG clients. The Operational Risk VP Front Line Risk Officer will be responsible for the ... risk across products and services * Execute process risk and control assessments to evaluate the...controls to mitigate risks including regulatory and operational risk * Identify and measure the strength and weaknesses… more
- Citigroup (New York, NY)
- The Resolution & Recovery Planning (RRP) Non- Financial Capabilities, Controls , and Testing (CCT) SVP will support the team within RRP team for core non- ... related fields Experience: 10+ years of relevant experience in corporate treasury, risk management, financial regulation, project management, or similar fields… more
- Morgan Stanley (Purchase, NY)
- …Residential real estate loans. The US Bank Subsidiaries seek a Vice President ( VP ) to join the First Line Business Risk team to provide risk ... initiatives and projects while ensure compliance with US Banks risk management policies and procedures. The VP ...**Job:** **Operational Risk * **Title:** *US Banks Operational Risk Vice President - Dedicated… more
- Citigroup (New York, NY)
- The Equity Capital Markets (ECM) Investment Banking Vice President ( VP ) is a senior level position responsible for assisting clients in raising funds in the ... + Work with senior-level team members (ECM, Corporate & Investment Banking, Risk , Legal, Operations) and external partners (Investors, External Counsel) to guide… more
- American Express (New York, NY)
- …of GNS partners' risk and compliance activities. Reporting directly to the Vice President GNS Partner Risk Management, this position requires strategic ... services with expertise in financial crime controls , OFAC sanction screening, and/or partner risk ...as appropriate + Provide thought-leadership and collaborate closely with Control Management and second-line risk management teams… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Market Risk E-Trading Risk Management Coverage Vice President , you will participate in all risk ... coverage team and leverage your expertise to monitor and control E-Trading risk ; including an ongoing review...5 year experience working in a bank or a financial institution, with knowledge of market risk … more
- MUFG (New York, NY)
- …member of our recruitment team will provide more details. We're seeking a Vice President of Risk and Controls Operations to support the coordination and ... in financial services.** **3+ years' experience in risk and/or controls related roles.** **Previous experience...industry frameworks such as NIST, COBIT, ITIL.** **Knowledge of risk and control frameworks and governance models… more
- MUFG (New York, NY)
- …environments. + Thorough understanding of an effective financial crimes risk management framework and effective AML controls . + Collaborative mindset ... MUFG's global businesses. + Oversees the implementation and execution of Securities-related financial crimes controls within the regions, working closely to… more
- NatWest Markets (Stamford, CT)
- …second line Compliance teams to maintain effective oversight of financial crime risk frameworks, systems and controls + Build and maintain close partnerships ... US Client Services and Onboarding, Vice President Stamford,United States Permanent Full...customers and global teams to ensure the operation of controls and processing related to Financial Crime,… more
- JPMorgan Chase (New York, NY)
- …striving to be best-in-class. As a Risk Management - Quant Modeling Lead - Vice President within the global team of modeling experts, you will be tasked with ... and how they could impact business decisions. As a Vice President within the Model Risk...teams, Internal Audit and Bank regulators + Maintain model risk controls , help identify and escalate issues… more
- Citigroup (New York, NY)
- …of scorecards/performance management tools in an attempt to mitigate exposure ( risk / financial /regulatory) + Monitors goals are met through performance, ... technical documentation). + Good understanding of Risk Management and Operational Risk Management with some basic understanding of Financial Models +… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As an Operational Risk Management Lead, Vice President within Risk Management and ... controls . + Communicate the results and changes to risk assessments and the results of monitoring and testing...monitoring and testing activities to business management and in Risk and Control Forums. + Liaise with… more