- Mastercard (Harrison, NY)
- …Business function requires regulated support. MTS is looking for a Bank Secrecy Act ( BSA ) Officer to drive our customer experience strategy forward ... their greatest potential._ **Title and Summary** VP, Legal Compliance, Bank Secrecy Act Officer...that impact the MTS compliance requirements, with emphasis on Bank Secrecy Act ( BSA… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- … Officer is responsible for ensuring the Bank 's compliance with all relevant Bank Secrecy Act ( BSA ) laws, rules, and regulations. Key ... which pertains to unlawful Internet gambling enforcement. Finally, the BSA Officer also ensures that all staff...Develop, implement, maintain, and administer the Bank 's BSA /AML/OFAC Bank Secrecy Act… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Senior...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your ... Compliance Officer within the Fair and Responsible Banking Department is...and regulations, as related to lending, deposits, payments, and bank operations (Examples include but are not limited to:… more
- City National Bank (New York, NY)
- …operational and credit policies and procedures as well as all regulatory requirements (eg, Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... *BUSINESS DEVELOPMENT OFFICER SENIOR SBA* *Las Vegas, NV - Atlanta,...development activities in assigned sales territory. Supports City National Bank ("CNB") network of business units. Analyzes needs of… more
- City National Bank (New York, NY)
- … Bank Operational and Credit policies, Credit procedures and regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... and quality service Responsible for developing and ensuring all Bank and Regulatory requirements.Responsible for reporting and communicating to...under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe Act ) and must… more
- SMBC (Jersey City, NJ)
- …in accordance with regulatory requirements Bank Secrecy Act /Anti Money Laundering/Office of Foreign Assets Control ( BSA /AML/OFAC), SMBC policies ... with all regulatory practices outlined by CPAD (Compliance Department) BSA /AML/OFAC and adherence to Bank policies and...guidelines and deadlines. + Ensures completion of requests from BSA Officer in relation to conditional approvals… more
- MUFG (New York, NY)
- …procedures + Understanding of Final CDD Rule + Understanding of rules involving BSA /AML, OFAC & Sanctions + Exhibit culture of strong risk principles + Ability ... Fair Chance Ordinance, and (iv) the California Fair Chance Act ) to the extent that (a) an applicant is...pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of… more
- SMBC (White Plains, NY)
- …knowledge of all applicable regulatory standards and requirements (eg, Anti-Money Laundering "AML", Bank Secrecy Act " BSA ", etc.). **Qualifications and ... in process improvements. The VP of Anti-Fraud Governance has a responsibility to act as a direct conduit for all respective internal Business Units (BU's) within… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...will specifically be part of the Technology (Chief Information Officer - CIO) Audit team and will be responsible… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...One. **Job Description** Senior Investment Grade Debt Capital Markets Officer that advises corporate clients and executes debt financing… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...licenses 7, 24, and 63 required; Series 14 (Compliance Officer Exam) recommended + Knowledge and experience with various… more
- SMBC (Jersey City, NJ)
- …+ Manage the Risk and Control Self-Assessment ("RCSA") process and draft reports for BSA /AML Compliance Officer and senior management review + Develop and manage ... and enhancement of the Financial Crimes Compliance ("FCC"), including BSA /AML/OFAC/Anti-Fraud/Anti-Bribery and Corruption ("ABC") Risk Assessment Program, focusing on… more
- Ankura (New York, NY)
- …management; + Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer protection; + Interact with clients and prospects including business ... + Conduct independent regulatory program reviews and Testing; + Drafting BSA /AML compliance programs and developing training for FinTech's and broker-dealers. +… more
- JPMorgan Chase (Jersey City, NJ)
- …the status quo and striving to be best-in-class. As a Compliance Risk Officer - Senior Associate on the Consumer and Community Banking (CCB) Global Financial ... of potential new products and services + Assist management in the annual BSA AML and Sanctions Risk Assessment, Quarterly Operational Risk Summaries and other… more