- Raymond James Financial, Inc. (St. Petersburg, FL)
- …units by managing activity/account reviews, product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed ... financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …units by managing activity/account reviews, product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed ... financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary** Under general supervision , uses extensive knowledge and skills obtained through experience, specialized training and/or certification ... to Compliance Management and external stakeholders. Supports the oversight and governance for the compliance monitoring program, including overseeing complex reviews… more
- Citigroup (Tampa, FL)
- …quality checks and pre-audits. + Contributes to the design, roll-out and governance of financial solutions, including: + Participates in formulating and setting ... Acts as a technical expert who acts as an advisor on significant business/product decisions + Implements policies and...ability to operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy.… more