- TD Bank (Charlotte, NC)
- … Governance & Control **Job Description:** The First Line Compliance Governance & Control Specialist manages a portfolio of governance and ... functional area and implements policies/processes and/or initiatives to meet governance and control guidelines. Acts as a... initiatives. This position is part of the 1B First Line Compliance Center of Excellence ("Compliance COE"). The… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Governance & Control **Job Description:** The Senior Governance & Control Specialist is the leading expert for a significant ... Financial Crimes COE in management and material production for 1st line financial crimes forums/councils, escalations to 2nd line...+ Experience in AML, Sanctions and ABAC risk and control governance frameworks. + Experience working with… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Global Operations Charlotte, North Carolina;Jacksonville, Florida **Job Description:** At Bank of America, we are guided by a ... job is responsible for driving and executing on internal control discipline and operational excellence within a Line of...managing AML and economic sanctions risks. The GB/GM AML Governance team covers refresh (periodic review) as its core… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Credit Operations Plano, Texas;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... control risk, and ensure we have proper Risk Governance in place to communicate, escalate, and debate risks....in a clear, concise, insightful and influential way **Shift:** 1st shift (United States of America) **Hours Per Week:**… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Global Payment Operations Business Risk and Controls Charlotte, North Carolina;Scranton, Pennsylvania **Job Description:** At ... Global Economic Sanctions Compliance team. **Line of Business Description:** The Senior Business Control Specialist (SBCS) is an important part of the internal … more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Quality Assurance Sanctions Richmond, Virginia;Charlotte, North Carolina; Scranton, Pennsylvania **Job Description:** At Bank of ... **Job Description:** This job is responsible for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Global Payments Operations Scranton, Pennsylvania;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... and settling of transactions. By maintaining a sound and structured control environment, Global Operations minimizes financial, reputational, and operational risks… more
- Bank of America (Charlotte, NC)
- Sr. Business Controls Specialist - AML QA/QC Oversight (M&I) Charlotte, North Carolina;Fort Worth, Texas; Pennington, New Jersey; Plano, Texas **Job Description:** ... **Job Description:** This job is responsible for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or… more
- Bank of America (Charlotte, NC)
- Enterprise Financial Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of ... Providing independent risk oversight of front-line units, lines of business, and control functions + Execution of BAC risk framework activities commensurate with… more
- TD Bank (Charlotte, NC)
- …of Business:** Risk Management **Job Description:** The **Senior Group Risk Specialist , Senior RCSA Manager** is a leadership position. The successful candidate ... a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs… more
- Bank of America (Charlotte, NC)
- …Skills** + Bachelor's degree or equivalent work experience + 4+ years experience of governance , control , risk, financial or process oversight in a role crossing ... GCIB / GM KYC Support Specialist Charlotte, North Carolina;Fort Worth, Texas **Job Description:** The Client Outreach team are the front line unit who work with… more
- Truist (Charlotte, NC)
- …**Regular or Temporary:** Regular **Language Fluency:** English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job ... Bank Secrecy Act/Anti-Money Laundering (BSA/AML) operational and compliance efforts. The Support Specialist interfaces with all areas of the department to ensure the… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist - Credit Risk Charlotte, North Carolina;Dallas, Texas; Newark, Delaware; Plano, Texas **Job Description:** At Bank of ... defense compliance and operational risk oversight for a Front-Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements… more
- Truist (Charlotte, NC)
- …**Regular or Temporary:** Regular **Language Fluency:** English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job ... partners across the organization. 5. Review and challenge outcomes of first -line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and… more
- Bank of America (Charlotte, NC)
- …financial services and/or a related government entity + Certified Anti-Money Laundering Specialist (CAMS) **Shift:** 1st shift (United States of America) **Hours ... through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational/fraud risk management… more
- Bank of America (Charlotte, NC)
- …through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational/fraud risk management ... related compliance and operational risks and issues to appropriate governance routines, management committees + Identifies, aggregates, reports, escalates, inspects,… more
- Bank of America (Charlotte, NC)
- …opportunities that enhance the client experience. **The Role:** The GCIB KYC Onboarding Specialist (KOS) teams serve as the Front Line Unit engaging with clients ... covered across business and regions and adhere to internal governance routines within the FLU and those governed by...to policy, technology adoption, process enhancements and remediation of control weaknesses / gaps + Raise process issues and… more
- Bank of America (Charlotte, NC)
- …business partner relationships. Job expectations may include evaluating the control environment, fostering an inclusive work environment, and managing development ... continually evaluate areas of priority against the company's risk profile and control environment + Supports Corporate Audit's mission, goals, and strategies, and… more