- US Bank (Charlotte, NC)
- …One. **Job Description** US Bank is seeking a highly skilled **IS Governance Risk & Compliance Specialist ** specializing in **federal audits** and **v** ... **ndor compliance ** to drive our audit initiatives, ensuring full compliance with applicable federal regulations and internal risk management standards.… more
- BMO Financial Group (Charlotte, NC)
- …or an equivalent combination of education and experience. + Expert knowledge of risk management, audit, compliance , governance and/or project management is ... to deliver on business and financial goals. + Measures the effectiveness of risk governance system and framework; recommends changes as required. + Leads… more
- Bank of America (Charlotte, NC)
- Enterprise Financial Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of ... reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance,... and Business Controls** + Establish and oversee the risk management governance structures + Establish … more
- Wells Fargo (Charlotte, NC)
- …public accounting firm with experience in business process, regulatory, or compliance audits and/or advisory/consulting services with operational risk and ... + Experience within the financial services industry, especially in compliance , risk management, or internal audit. +...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Market Risk Specialist for its Enterprise Counterparty Risk Management (ECRM) Team. The Enterprise ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Truist (Charlotte, NC)
- …and associated reporting and analytics tools (eg Tableau). 3. Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools (eg, ... Units through the effective identification, mitigation, monitoring and reporting of technology risk and other related risks (eg, operational, compliance ) within… more
- Wells Fargo (Charlotte, NC)
- …Enterprise Functions Testing & Validation team is seeking an Independent Testing Specialist with the Regulatory Reporting Incremental Compliance Team to support ... Federal Reserve, OCC, and SEC. + Experience in Audit, Compliance , Risk and Testing. + Public Accounting...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Bank of America (Charlotte, NC)
- …measure, monitor, and control risk , and ensure we have proper Risk Governance in place to communicate, escalate, and debate risks. _Responsibilities ... Senior Business Control Specialist Charlotte, North Carolina;Plano, Texas **Job Description:** At...Credit Operations team. This role requires a strong operational risk and compliance background, and understanding of… more
- Wells Fargo (Charlotte, NC)
- …and control considerations for key finance applications and tools + Experience in Audit, Compliance , Risk and Testing + Critical Thinking and Analytical Skills + ... and comfortable in direct interaction with senior lines of business partners, Compliance , Independent Risk Management, and Internal Audit + Relevant… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Financial Crimes Specialist in Financial Crimes Risk Management as part of Independent Risk Management. ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Truist (Charlotte, NC)
- …of the ACL. Maintain documentation supporting the ACL control process and ensure compliance with model risk , audit, and Sarbanes Oxley requirements. 7. Work ... loan related reserves and contingent liabilities including development, documentation, governance , and deployment. Make informed recommendations to senior leaders… more
- TD Bank (Charlotte, NC)
- …inclusive of all testing. **Job Summary:** The Business Information Management Specialist provides business technical leadership across a broad range of information ... diagrams, dimensional data models) and business rules, data life-cycle management, governance , lineage, metadata and reporting elements. + Applies automation and… more
- TD Bank (Charlotte, NC)
- …Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Oversight Specialist acts as key business oversight lead and ... development, maintenance, and implementation of all aspects of AML/ATF/Sanctions/ABAC compliance programs in line with the Bank's risk...The US Financial Crime Risk Management (FCRM) Risk Assessment Team is responsible for the governance… more