- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist within the Independent Testing & Validation (IT&V) Finance group as ... testing . The IT&V team is seeking a Senior Independent Testing Specialist to support the IT&V...(CISA) + Certified Internal Auditor (CIA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk and… more
- Bank of America (Charlotte, NC)
- …regulatory inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control ... Compliance and Operational Risk Manager Charlotte,...team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting +… more
- Bank of America (Charlotte, NC)
- …regulatory inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control ... Compliance and Operational Risk Manager - Enterprise...of coverage **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting +… more
- City National Bank (Charlotte, NC)
- * MANAGER OF AUDIT II- COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team of ... identify data analytic opportunities, execute audit programs, analyze results of testing performed, and effectively communicate audit results to the Audit Senior… more
- Bank of America (Charlotte, NC)
- …rules, and regulations and adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or ... Enterprise Privacy Compliance & Operational Risk Manager Charlotte,...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Desired Skills** : + In depth knowledge of… more
- Bank of America (Charlotte, NC)
- …and Committee materials + Wholesale/Retail spot RWA and manual adjustment testing , interpretations, rule compliance and calculator change control reviews ... Enterprise Financial Risk Manager Charlotte, North Carolina;Jersey City, New Jersey; New...Active Listening + Issue Management + Monitoring, Surveillance & Testing + Regulatory Compliance + Technical Documentation… more
- JPMorgan Chase (Charlotte, NC)
- …comprehensive understanding of JPMorgan Chase & Co. (JPMC) policies to ensure compliance and effectiveness of AML/KYC testing scripts. + Proactively identify ... expand your career and skills in Quality Assurance control testing within the Know Your Customer (KYC) domain and...in scope. Quality Assurance must be completed by an independent group reviewing and evaluating a sample population. Quality… more
- Bank of America (Charlotte, NC)
- Sr Quantitative Finance Manager New York, New York;Jersey City, New Jersey; Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a ... Description:** Wholesale Model Validation Lead ("MVL") oversees the team conducting independent validation and quantitative analytics for wholesale (C&I and CRE)… more
- City National Bank (Charlotte, NC)
- * MANAGER OPERATIONAL RISK MANAGEMENT OVERSIGHT* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective ... National Bank's business processes, people, systems or external events. The Manager Operational Risk Business Oversight (ORBO) is responsible for providing advisory… more
- US Bank (Charlotte, NC)
- …from Day One. **Job Description** The Corporate Audit Services Senior Audit Manager supports internal audit leadership, in providing the Audit Committee and senior ... management with independent assurance and advisory services designed to evaluate and...USB owns a majority (controlling) interest. The Senior Audit Manager supports the assessment of the Company's risk and… more
- PNC (Charlotte, NC)
- …opportunity to contribute to the company's success. As an Internal Audit Team Manager Sr., you will be within PNC's Internal Audit organization, supporting IT Issues ... the field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Are you interested in an opportunity to join a dynamic and… more
- Bank of America (Charlotte, NC)
- Asset Liability Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... ensure efficient usage of the balance sheet, (4) stress testing the balance sheet under adverse economic scenarios with...interest income (NII) forecasts, and producing an empirically based independent forecast for the balance sheet and NII. This… more
- Bank of America (Charlotte, NC)
- …procedures and standards + Conducts execution of risk framework activities including independent monitoring and testing of controls and risk management processes ... Risk Management Manager - Risk Governance Charlotte, North Carolina **Job...Written Communications + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift… more
- Bank of America (Charlotte, NC)
- Credit Review Senior Portfolio Manager Charlotte, North Carolina;East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; New York, New York **Job ... Description:** Through examinations and monitoring, Credit Review provides an independent assessment of the quality of credit decisioning, portfolio management,… more
- Lowe's (Mooresville, NC)
- …party) and independent auditors to resolve complex issues. + Leads testing around financial controls to provide documentation and support for SOX compliance ... judgment and advanced knowledge of GAAP and regulatory requirements. The Senior Manager will identify and lead opportunities to partner with the business and… more
- Bank of America (Charlotte, NC)
- …+ Presentation Skills + Written Communications + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation **Required ... Risk Management Manager - Reporting & Metrics Charlotte, North Carolina;Dallas,...Framework, establishing the C&E framework and governance structure, providing independent assessment and challenge of enterprise-wide C&E risks, providing… more
- Ascensus (Charlotte, NC)
- …to correct and fund payroll items and manages distribution requests. * Coordinates plan compliance testing with the compliance team. * Participates in sales ... advisors who serve them. As a provider and partner, Newport is independent , experienced, and responsive. Provides pro-active service and communications to retirement… more
- Truist (Charlotte, NC)
- …Coverage and Operating Model including risk advisory, effective challenge and independent risk assessment responsibilities and delivery. 2. Ensures active engagement ... regulatory agencies. 3. Five plus years of data management, governance, analytics, testing and/or risk management experience. 4. Strong leadership skills with strong… more
- Lowe's (Mooresville, NC)
- …provide required data and information to ensure accuracy. + Designs and oversees testing around financial controls to support SOX compliance for respective ... financial area. **Required Qualifications** + Bachelor's degree in accounting or related field and 4+ years' experience in accounting (public or private) or relevant experience OR Master's degree in accounting and 3+ years' experience in accounting (public or… more
- TD Bank (Charlotte, NC)
- …due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Provides/Executes skilled AML/ATF/Sanctions/ABAC ... associated risks. Contribute to the development and implementation of AML/ATF/ Sanctions/ABAC Compliance programs related to all aspects of AML and ATF laws. The… more