- Wells Fargo (Charlotte, NC)
- …Functions Testing & Validation team is seeking an Independent Testing Specialist with the Regulatory Reporting Incremental Compliance Team to ... **About this role:** Wells Fargo is seeking an Independent Testing Specialist in... will be accountable for the execution of substantive testing over regulatory and risk reports. **In… more
- Wells Fargo (Charlotte, NC)
- …Functions T&V Team is seeking a Senior Independent Testing Specialist - Data Analytics to join the Regulatory Reporting Incremental Compliance Team ... **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist within the...to support the acquisition, analysis, and testing of data reported in regulatory and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist within the Independent Testing & Validation (IT&V) Finance group ... testing . The IT&V team is seeking a Senior Independent Testing Specialist to support...complementary testing procedures + Executing substantive outcome-based testing of regulatory and risk reports with… more
- Bank of America (Charlotte, NC)
- …management. Serve as subject matter expert for and/or lead risk-based and regulatory examinations. Credit Review provides an independent assessment of credit ... management, the Board of Directors or committee thereof, external auditors and regulatory agencies. The Portfolio Specialist works together with the Credit… more
- Bank of America (Charlotte, NC)
- …based on structured criteria, eg, impact to risk metrics, sensitivity testing , challenger model, regulatory guidance, supporting analysis and justification) ... Enterprise Financial Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New...Active Listening + Issue Management + Monitoring, Surveillance & Testing + Regulatory Compliance + Technical Documentation… more
- Bank of America (Charlotte, NC)
- …place to identify, escalate and debate issues. **Skills:** + Monitoring, Surveillance, and Testing + Process Management + Regulatory Compliance + Reporting + ... Compliance and Operational Risk Specialist - Credit Risk Charlotte, North Carolina;Dallas, Texas;...Compliance and Operational Risk teams in order to provide independent compliance and operational risk oversight of Credit Risk… more
- Robert Half Technology (Charlotte, NC)
- … Specialist . In this role, you will oversee the execution of control testing programs, develop independent control operating models, and contribute to the ... + Oversee the execution and management of the Technology Control and Monitoring Testing program. + Develop and enhance an independent control operating model… more
- Bank of America (Charlotte, NC)
- …corporate standards, assisting in conducting execution of risk framework activities including independent monitoring and testing of controls and risk management ... Risk Management Sr Specialist Charlotte, North Carolina **Job Description:** At Bank...Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift… more
- Wells Fargo (Charlotte, NC)
- …will: + Participate in financial crimes exam management activities (eg audit, independent testing and validation, evidence-based control effectiveness testing ... role:** Wells Fargo is seeking a Senior Financial Crimes Specialist to join the Financial Crimes Risk Management Wealth...part of Wells Fargo's second line of defense and Independent Risk Management team, this role is responsible for… more
- Bank of America (Charlotte, NC)
- …corporate standards, assisting in conducting execution of risk framework activities including independent monitoring and testing of controls and risk management ... Risk Management Sr Specialist Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia;...Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift… more
- TD Bank (Charlotte, NC)
- …of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the 1st line of defense on the ... customer types and associated activity. **Depth & Scope:** + Specialist level professional role requiring in-depth knowledge/expertise in AML/ATF/Sanctions/ABAC and… more