- LA Care Health Plan (Los Angeles, CA)
- Advisor Compliance Policy and Regulatory Job Category: Administrative, HR, Business Professionals Department: Compliance Location: Los Angeles, CA, ... net required to achieve that purpose. Job Summary The Advisor Compliance Policy and Regulatory is responsible for managing, developing, and implementing… more
- LA Care Health Plan (Los Angeles, CA)
- …assignments, changing priorities, and competing deadlines. Sound understanding of regulatory compliance guidelines and policies. Proficient verbal, written ... Managing Advisor , Enterprise Compliance Job Category: Administrative,...organizational policies and procedures. This role includes overseeing the policy and procedure module and administering the full governance,… more
- Bank of America (Glendale, CA)
- Credit Solutions Advisor - Armenian Speaking Preferred - Glendale Main Glendale, California **Job Description:** At Bank of America, we are guided by a common ... Associate, Lending Client Support Manager, Lending Specialist, Senior Banker, Business Solutions Advisor or Financial Solutions Advisor at Bank of America for… more
- Citigroup (Studio City, CA)
- …through converting referral leads . Manage client follow-up and adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/AML ... " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the EEO Policy Statement… more
- Hatch (Los Angeles, CA)
- …look forward to hearing from you. Hatch is seeking a Health and Safety Advisor , experienced in all aspects of heavy industrial construction, for our project located ... project and construction management, develop and implement the project health and safety policy , safety management plan and standards. Ensure it is aligned with the… more
- Bank of America (Beverly Hills, CA)
- …business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory , financial, and ... + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + Coach… more
- Wells Fargo (Los Angeles, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... . **In this role you will:** + Assist Financial Advisor (s) with sales, service, and operational related activities such as… more
- City National Bank (Los Angeles, CA)
- …identify, recommend and effect process changes regarding credit risk management activities, regulatory issues related to credit risk, credit policy , and general ... of the Bank. CRR also serves as an internal advisor to lending units and credit administration / risk...process changes as related to credit risk management activities, regulatory statutes, credit policy and general credit… more
- Bank of America (Los Angeles, CA)
- …business objectives and contributes to market profitability by influencing Private Wealth Advisor business practices in ways that minimize regulatory , financial, ... our Private Wealth advisors, and clients to ensure full compliance with laws, and policies while focusing on the...partnering with the Regional Managing Director and coaching the Advisor . Their functions are related to the Regional Managing… more
- Wells Fargo (Los Angeles, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **In this role, you will:** + Act as an advisor to senior leadership to develop or influence objectives,...on various projects as requested by management. + Interpret policy when working with legal, credit and the relevant… more
- City National Bank (Los Angeles, CA)
- …oversight and challenge to ensure effective implementation of Operational Risk practices in compliance with regulatory and policy requirements. ORM is also ... procedures that facilitate an effective ORE program. * Review procedures for completeness, compliance and adequacy * Manage metrics to assess risk, compliance … more
- The Walt Disney Company (Glendale, CA)
- …In this role, the ACC will supervise significant and complex legal projects and policy issues relating to advertising law compliance , policy , and process, ... for working collaboratively with, and serving as a key advisor to, senior management of Disney Advertising, and is...matters. + Manage and review creative materials to ensure compliance with advertising law and policy , including… more
- Snap Inc. (Los Angeles, CA)
- …. The Legal & Policy Team is Snap's dedicated in-house law firm, policy consultant, lobbyist, thought partner, and all-around advisor . This team helps Snap ... product, IP, commercial transactions, corporate governance, employment, acquisitions, litigation, and policy , and social impact. We value the power of diversity, as… more
- City National Bank (Woodland Hills, CA)
- …offering, particularly those catered to Preferred, personal, or small business clients. * Regulatory / Compliance - strong understanding of the regulatory ... personal clients. They will act as a trusted strategic advisor , providing financial advice & consistently connecting client needs...and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,… more
- Citigroup (Los Angeles, CA)
- …to be considered, and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. ... " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the EEO Policy Statement… more
- Northrop Grumman (Woodland Hills, CA)
- …individuals. The Director will be an integral member of the sector Contracts, Compliance and Pricing & Estimating leadership team and will be welcomed into an ... the Mission Systems Vice President of Contracts & Pricing and Corporate Compliance Officer. This **in-office position** may be in **Linthicum, MD; Rolling Meadows,… more
- Wells Fargo (Woodland Hills, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... marketplaces to meet the unique needs of customers + Ensure adherence with compliance regulations and policies within Business Growth Strategy functional area + Make… more
- Citigroup (Los Angeles, CA)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the EEO Policy Statement… more
- Providence (Santa Monica, CA)
- …all departments. Participates in the development of strategic plans and programs. Assures compliance with all state and federal laws and other regulatory ... and retain staff. + Counsels employees and ensures adherence to health center policy and practice. + Conducts regular evaluations of performance on a timely basis.… more
- Meta (Los Angeles, CA)
- …teams within the legal department, as well as across product, engineering, marketing, policy , communications, and other teams. This is a great opportunity to join a ... General Counsel, Product (Youth) Responsibilities: 1. Act as legal strategic advisor for our youth well-being product and engineering teams, delivering practical… more