- SitusAMC (Salt Lake City, UT)
- …act local - come join our team! This position will provide support to Compliance Department members, primarily the Head of Compliance on regulatory licenses ... assigned matters. This position reports to the Head of Compliance and will work with compliance , legal...relevant corporate service provider. + Prepare, submit and track license applications and renewals for all US entities of… more
- Morgan Stanley (Sandy, UT)
- …Legal to manage employee relation issues * . Assists in regulatory, legal and compliance issues related to their team members which may include review of recorded ... o Series 9 / 10 or the ability to obtain following the Morgan Stanley Licensing policy * Ability and willingness to obtain other licenses as determined by management… more