- Bank of America (Irvine, CA)
- Financial Solutions Advisor Stage I - Registration candidate - Consumer Investments- Southern CA Region San Diego, California;Riverside, California; Irvine, ... about helping clients reach their financial goals, join Bank of America's ** Advisor Development Program** and become an investment specialist in one of over… more
- Bank of America (Buena Park, CA)
- Financial Solutions Advisor Registration Candidate- Consumer Investments- Gateway Cities Market Cerritos, California;La Mirada, California; Downey, California; ... The Academy offers a defined path to becoming an advisor through a multi-stage training program, one that provides...and capacity. * Is thorough and will incorporate relevant regulatory due diligence into daily to-do's and long-term strategies… more
- Bank of America (Seal Beach, CA)
- Merrill Financial Solutions Advisor - Los Angeles Market Los Angeles, California;Seal Beach, California; Ontario, California; El Segundo, California; Riverside, ... well as Investment and Life Priority (TM) solutions + Partners with Financial Advisor teams to build their network by sharing relevant market developments and… more
- Bank of America (Woodland Hills, CA)
- Merrill Financial Solutions Advisor - Valley Coast Market Westlake Village, California;Santa Barbara, California; San Luis Obispo, California; Encino, California; ... Banking, and Investment and Life Priority (TM) solutions + Partners with Financial Advisor teams to build their network by sharing relevant market developments and… more
- Southern California Edison (Pomona, CA)
- **Join the Clean Energy Revolution** Become a **Strategic Planning Senior Advisor ** at Southern California Edison (SCE) and build a better tomorrow. In this job, ... you'll lead external/internal engagement strategy and policy related items for Ready Grid, including tracking customer...jurisdictions, and industry groups. As a **Strategic Planning Senior Advisor ** , your work will help power our planet,… more
- Citigroup (Irvine, CA)
- …in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our Citigold(R) and ... center of everything we do. As a Senior Wealth Advisor , you will partner closely with a dedicated Wealth...leads . Manage client follow-up and adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence… more
- City National Bank (Irvine, CA)
- *FINANCIAL ADVISOR SENIOR* WHAT IS THE OPPORTUNITY? The Senior Financial Advisor (SFA) serves as Wealth Management's primary point of contact for assigned line ... that investments meet the client's investment objective and the executed Investment Policy Statement. * Responsible for the preparation and presentation of the… more
- Bank of America (Irvine, CA)
- Financial Solutions Advisor - Consumer Investments - Southern CA Region San Diego, California;Riverside, California; Irvine, California; El Cajon, California; Brea, ... capacity. * Is thorough and thoughtful in incorporating relevant regulatory due diligence into daily activities and long-term strategies...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Bank of America (Buena Park, CA)
- Financial Solutions Advisor - Consumer Investments- Gateway Cities Market Cerritos, California;La Mirada, California; Downey, California; Paramount, California; ... capacity. + Is thorough and thoughtful in incorporating relevant regulatory due diligence into daily activities and long-term strategies...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Wells Fargo (Newport Beach, CA)
- **About this role:** Wells Fargo is seeking a Divisional Financial Advisor Recruiting Specialist to join our Advisor Recruiting team within Wealth and Investment ... Management. The Advisor Recruiting department is charged with leading the organic...Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about… more
- Wells Fargo (Woodland Hills, CA)
- …. **In this role you will:** + Assist Financial Advisor (s) colleagues with service and operational related activities such as ... via telephone, direct interaction and/or written correspondence + Facilitate Financial Advisor and client requests for account related information and/or quotes +… more
- Bank of America (Ontario, CA)
- …business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory , financial, and ... by influencing Financial Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' reputation. Additionally,… more
- Bank of America (Newport Beach, CA)
- …business objectives and contributes to market profitability by influencing Private Wealth Advisor business practices in ways that minimize regulatory , financial, ... client outcomes, partnering with the Regional Managing Director and coaching the Advisor . Their functions are related to the Regional Managing Directors overall… more
- Wells Fargo (Irvine, CA)
- …proactively but strategically, managing expectations, and soliciting feedback; act as an advisor to guide and influence others in growing relationships + Act as ... an advisor to senior leadership to develop, influence, or lead...all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to… more
- Fresenius Medical Center (Costa Mesa, CA)
- …service philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements. Ensure provision of quality patient ... cost-effective clinical operations in accordance with all legal, compliance, and regulatory requirements and programs. Adheres to all requirements of the FMCNA… more
- City National Bank (Woodland Hills, CA)
- …both business & personal clients. They will act as a trusted strategic advisor , providing financial advice & consistently connecting client needs with CNB's products ... and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,...a profitable relationship, balancing bank and client needs. * Policy & Procedures - knowledge of CNB's policies, procedures… more
- Citigroup (Costa Mesa, CA)
- …business which have significant financial implications. + Serve as a trusted advisor to clients who frequently seek strategic advice regarding financial matters. + ... and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. + Ensure strong… more
- Aveanna Healthcare (Seal Beach, CA)
- …over a broad range of human resource-related issues, acting as resource and advisor to our employees and managers, and as liaison to other Aveanna departments ... issues. The successful PSBP acts as a resource and advisor to employees and managers, as well as a...management of employees to reduce legal risks and ensure regulatory compliance. Partners with Leadership as needed/required. + Works… more
- Wells Fargo (Long Beach, CA)
- …general trust administration, specialty trusts, custody, tax, specialty assets, regulatory , privacy, ecommerce, deposit relationship and strategy, and business ... an Associate Trust Officer - Associate Fiduciary Specialist in Trust Client & Advisor Services as part of Wealth and Investment Management. Learn more about the… more
- Citigroup (Irvine, CA)
- …appropriate (including, but not limited to Lending Consultants and Financial Advisor , Small Business Partners, Relationship Manager, etc.) + Organize client events ... converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other compliance… more