- Grant Thornton LLP (Los Angeles, CA)
- As a Banking Compliance Risk Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...EFTA, EFAA, SCRA, MLA, Privacy, etc.) + Understanding of banking regulatory hot topics, focus areas, and… more
- City National Bank (Los Angeles, CA)
- …including exam management and other regulatory affairs. + For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). + For ... regulations; and ensuring controls are in place to mitigate regulatory compliance risk . This role...compliance monitoring and testing. The Manager of Commercial Banking Compliance will research regulatory … more
- Wells Fargo (Los Angeles, CA)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Woodland Hills, CA)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... responsible for credit portfolio management to meet the long-term financial objectives and risk tolerance for commercial banking clients. Serves as a key member… more
- City National Bank (Encino, CA)
- …and Knowledge** + Working knowledge of Bank operations, policies and procedures and regulatory compliance . + Good understanding of all products and services ... **BUSINESS BANKING PORTFOLIO MANAGER** **WHAT IS THE OPPORTUNITY?** Primary...closes loan transactions, ensures conformance with Bank policy and regulatory requirements. Exercises sound credit and risk … more
- Wells Fargo (Los Angeles, CA)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... join the 2025 Summer Internship, Early Careers - Commercial Banking . Learn more about the career areas and lines...manager and exercise independent judgment while developing understanding of compliance and risk management requirements for the… more
- Wells Fargo (Van Nuys, CA)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... role:** Wells Fargo is seeking a Senior Small Business Banking Relationship Manager (LO) to be part of our...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- MUFG (Los Angeles, CA)
- …by management. Ensure adherence to all bank policies and procedures relative to Regulatory Compliance as required. + Perform and coordinate other duties and ... servicing existing portfolio as Marketing Officer (MO), + Developing banking business with new and existing customers, and +...and conditions for maximizing profitability as well as minimizing risk . + Support RMs by acting as their liaison… more
- City National Bank (Los Angeles, CA)
- …with business units and support groups (eg, Operations, branches, treasury management, Compliance , product, and risk management) to provide effective and ... **COUNSEL- BANKING OPERATIONS** **WHAT IS THE OPPORTUNITY?** City National...efficient legal, transactional and regulatory guidance. + Conduct legal research on statutes and… more
- Bank of America (El Segundo, CA)
- …+ Credit Documentation Requirements + Pipeline Management + Referral Management + Regulatory Compliance + Risk Management **Minimum Education Requirement:** ... Business Banking Sr Relationship Manager - El Segundo, CA...view the "EEO is the Law" poster, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) . To view the "EEO is the Law"… more
- BMO Financial Group (Sherman Oaks, CA)
- …syndications. Ensures the required internal control standards, including adherence to audit, regulatory and compliance policies. + Fosters a culture aligned to ... Oaks. The ideal candidate will have a Commercial and/or Corporate Banking Background focusing originating and managing relationships with companies generating… more
- City National Bank (Los Angeles, CA)
- …information security risks in a manner that meets compliance and regulatory requirements, and supporting the organization's risk management strategy. Focus ... management framework tailored to the needs of the banking /financial technology environment. + Conduct thorough risk ...IT, security, and compliance departments to align risk management strategies with business objectives and regulatory… more
- City National Bank (Los Angeles, CA)
- …other 2nd line risk partners to include FCC, Operational and Enterprise Risk Management teams, and Regulatory Compliance . The successful candidate will ... pertains to KYC operations. + Work in conjunction with Regulatory Compliance , Legal and other departments to...risk and control management in a financial or banking institution + Minimum 7 years of overall operational… more
- BMO Financial Group (Downey, CA)
- …Ensures the required internal control standards, including adherence to audit, regulatory and compliance policies. Commercial Credit experience a plus! ... maturity report research. + Identifies, records and escalates any potential risk issues and recommends workflow process alternatives. + Investigates, recommends… more
- City National Bank (Los Angeles, CA)
- …third party support services ensuring compliance with bank policy and regulatory compliance + Facilitate service delivery meetings to ensure delivery against ... with cross functional subject matter experts (businesses/stakeholders) such as Legal, Compliance , Risk Management, Info Sec, Procurement/Sourcing, BCP/DR, RBC to… more
- City National Bank (Los Angeles, CA)
- …candidate will possess a strong understanding of mortgage and HELOC processes, compliance and regulatory lending requirements, attention to detail, and excellent ... QC/QA function within Residential Lending to ensure accuracy and compliance with FNMA guidelines. + Ongoing Credit Risk...analysis + Minimum 5 years of experience in a banking environment or risk management consulting or… more
- City National Bank (Los Angeles, CA)
- …+ Perform Workfront system maintenance to ensure alignment with process changes and risk and compliance standards + Provision Workfront access + Create Workfront ... by responding to internal inquiries regarding policies, procedures and regulatory requirements + Researches a wide variety of topics...equivalent, regulated industry experience + Minimum 4 years in compliance or risk management + Minimum 2… more
- City National Bank (Los Angeles, CA)
- …of Notices of Adverse Action. Review 100% of non-funded loans for regulatory compliance and conformance with timing, notification and secondary reporting ... of data contained in all database platforms used internally to effectively monitor regulatory compliance . Monitor pipeline and new business entries to ensure… more
- Intuit (Los Angeles, CA)
- …complex compliance problems. + Subject matter expertise in AML governance, AML risk and compliance management. + Subject matter expertise or experience in ... stakeholders, and manage and enhance internal reporting. + Drive other critical AML compliance programs and activities such periodic AML risk assessments, and… more
- Wells Fargo (Northridge, CA)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Network as part of the Consumer, Small & Business Banking division. Learn more about the career areas and...sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention… more