- Bank of America (Westlake Village, CA)
- Compliance and Operational Risk Manager - Trade Surveillance Charlotte, North Carolina;Dallas, Texas; Pennington, New Jersey; Westlake Village, ... Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities to… more
- US Bank (Los Angeles, CA)
- …learn new skills and discover what you excel at-all from Day One. **Job Description** The Operational Risk Reporting Manager is a key member of the ... Operational Risk Management (ORM) Governance, Reporting, and Policy Oversight team... compliance with company policies and programs. The Risk Reporting Manager will collaborate with Lines… more
- City National Bank (Los Angeles, CA)
- …various second and third line groups and related partners ( Operational Risk Management, Enterprise Risk Management, Compliance , Legal, Internal Audit, ... ** RISK MANAGER KYC OPERATIONS BIS** **WHAT...** RISK MANAGER KYC OPERATIONS BIS** **WHAT IS THE OPPORTUNITY?**...partners to include FCC, Operational and Enterprise Risk Management teams, and Regulatory Compliance . The… more
- Snap Inc. (Los Angeles, CA)
- …healthy and consistently meeting our reporting obligations. We're looking for a Senior Manager , Risk Advisory Partner (RAP) to join Snap Inc! The Senior ... Manager , Risk Advisory Partners is a leadership...framework and experience applying the framework that supports SOX compliance and operational efficiencies + Expertise in… more
- TD Bank (Los Angeles, CA)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Risk Manager I position is placed within the Credit Management Portfolio and ... analysis + Develop Tableau dashboards to measure and monitor operational and credit risk metric performance and... Risk Management (RCRM) for credible challenges The Risk Manager I manages the creation, implementation… more
- Herbalife (Torrance, CA)
- Manager I, Vendor Performance & Risk Management Category: Global Technology Services Position Type: Regular Full-Time External ID: 12627 Location: Torrance, CA, ... share to linkedin Apply Now **Overview** The role: The Vendor Performance & Vendor Risk Management Manager I will lead a team dedicated to ensuring timely… more
- City National Bank (Los Angeles, CA)
- ** MANAGER OF AUDIT SR- RISK MANAGEMENT** **WHAT... Management functions (eg, Enterprise Risk , Model Risk , Operational Risk , Data Office, Market ... Risk , and Third Party Risk ). The Senior Audit Manager will be...are favorable + A thorough understanding of regulatory and compliance policies and procedures. + Possess expert understanding of… more
- City National Bank (Los Angeles, CA)
- …working in and leading risk management functions at financial institutions (eg Credit Risk , Operational Risk , Compliance Risk , Enterprise ... ** MANAGER REPUTATION & STRATEGIC RISK OVERSIGHT** **WHAT IS THE OPPORTUNITY?** This position, in the Second Line of Defense (2LOD), will be responsible for… more
- Insight Global (El Segundo, CA)
- … Risk , and Compliance (GRC), based in El Segundo, CA, the IT Operational Compliance Program Associate Manager role is to manage the day-to-day ... program with a focus on developing and improving IT compliance programs, conducting risk assessments, and IT...applications, BCP/DR, and systems development life cycles. The IT Operational Compliance Program Manager must… more
- Intuit (Los Angeles, CA)
- …complex compliance problems. + Subject matter expertise in AML governance, AML risk and compliance management. + Subject matter expertise or experience in ... then come join our team! The AML Program Governance Manager will report to the Bank Secrecy Act (BSA)...and enhance internal reporting. + Drive other critical AML compliance programs and activities such periodic AML risk… more
- Wells Fargo (Inglewood, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Forward Hire Associate Branch Manager (SAFE) for National Branch Network as part of...Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention… more
- Wells Fargo (Los Angeles, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Forward Hire Associate Branch Manager (SAFE) for National Branch Network as part of...Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention… more
- Wells Fargo (Los Angeles, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Downey, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... role:** Wells Fargo is seeking a Branch Operations Associate Manager (LO) for our National Branch Network as part...the banking industry + Knowledge and understanding of retail compliance controls, risk management, and loss prevention… more
- Wells Fargo (Beverly Hills, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Non-producing Mortgage Retail Sales Manager (SAFE) in Consumer Lending as part of Home...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- City National Bank (Los Angeles, CA)
- …experience in a leadership or project management role. + Minimum 3 years of operational risk management control design, testing, and/or auditing in a financial ... Risk and Control Self Assessments (RCSA's), Key Risk Indicators (KRI's), Issue Management, Operational Losses,...Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and… more
- Bank of America (Los Angeles, CA)
- …Your Customer risk by understanding profiles and activities related to operational , compliance , and financial crimes. Office location flexible to: Los ... Business Control Manager - Global Commercial Banking Los Angeles, California;Walnut...operations, GBAM AML, and GFC/ Compliance . + Manages operational excellence to include solid inspection of risk… more
- Bank of America (Los Angeles, CA)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... operational , and reputational risks. The Market Client Relationship Manager (MCRM) is a direct report to the Division...service + Supervises financial transactions and operations to drive risk management best practices and ensure compliance … more
- City National Bank (Los Angeles, CA)
- …+ Analyze findings and perform root cause analysis, distinguishing between various levels of compliance and other types of risk . + Prepare and support corrective ... **SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS** **WHAT IS THE OPPORTUNITY?**...implement, manage and enhance the capital markets first line risk program for four separate line verticals (FX, Interest… more
- City National Bank (Los Angeles, CA)
- …program functions, including Risk and Control Self Assessments (RCSA's), Key Risk Indicators (KRI's), Issue Management, Operational Losses, and more. Provide ... **SENIOR BUSINESS CONTROL MANAGER ** **WHAT IS THE OPPORTUNITY?** This position will...as the business teams' liaison for all business line risk management, compliance activities, legal engagement, and… more