• Compliance Director

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …through education and experience to manage and oversee the operation of all compliance functions covering the Financial Holding Company requirements that ... Legal areas. Manages department, associates, and division of responsibilities within the Financial Holding Company ("FHC") Compliance department. Leads major… more
    Raymond James Financial, Inc. (07/23/24)
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  • Director , Supervision- Conflicts…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    **Description** **Department Overview:** Raymond James Financial is a Florida-based diversified holding company, headquartered in St. Petersburg, FL. Raymond ... James provides financial services to individuals, corporations and municipalities through its...mentorships, and continuing education options. **Job Summary** : The Director of Conflicts of Interest ("COI") Supervision will manage… more
    Raymond James Financial, Inc. (07/30/24)
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