- Raymond James Financial, Inc. (St. Petersburg, FL)
- …certification to ensure the tactical and strategic success of the firm's PCG Compliance program. Responsibilities include but are not limited to providing advice and ... prospective financial advisors and registered representatives prior to onboarding, providing compliance education to new and existing PCG branch associates, advising… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …projects and process improvements.Works with ICD leaders on regional or divisional profitability and provides leadership; contributes to and participates in all ... representatives from other channels + Organizes and facilitates periodic divisional director meetings, national conferences, recognition events, and actively… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …risk awareness and a compliant environment. * Collaborates with Division Supervision Officer , Branch Management teams, and Divisional Leadership to address ... of supervisory and risk functions. Working closely with the Division Supervision Officer (DSO), the FSM/DSM ensures a controlled environment by adhering to business… more
- Sarasota County Government (Sarasota, FL)
- …Work involves leadership, management, and administration of daily operations or divisional oversight within the Fire Department, including all subordinate personnel ... employee certifications tracking and renewals, Florida Bureau of Fire Standards compliance , Florida Department of EMS, and regularly reviews and audits to… more