- Raymond James Financial, Inc. (St. Petersburg, FL)
- …supervision, uses knowledge and skills obtained through education and experience to ensure compliance of investment advisory business practices with Advisers ... * Provides compliance support in the development and enhancement of compliance oversight programs for investment advisory activities, products and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … compliance activities are commensurate with the level of risk. * Informs Senior Compliance Management about issues that may involve rule violations or ... Compliance , Legal and business teams to develop tactical plans for compliance initiatives including monitoring, testing, advisory and data analysis. Provides… more
- Bank of America (Sarasota, FL)
- …transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. ... Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …longevity." Under general direction and with a high level of autonomy, the Senior Manger of Longevity Planning is responsible for the development and execution of ... as Private Client Group (PCG) Education. They also partner with Procurement, Compliance , Legal, Supervision and other departments to ensure that outside resources… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …within Raymond James supporting financial advisors who provide financial planning, investment advisory and securities transaction services to their clients. ... corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Azure, AWS, Redshift, Confluence, Azure DevOps * Financial markets, products, financial advisory function, and investment process. * Advanced AML/FCM client ... and process re-engineering activities. * Interact with C-level/executives, business and compliance partners and financial advisors. * Coaches and mentors staff,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Azure, AWS, Redshift, Confluence, Azure DevOps * Financial markets, products, financial advisory function, and investment process. * Advanced AML/FCM client ... reporting and associated analytics. * Interact with C-level/executives, business and compliance partners and financial advisors. * Coaches and mentors staff,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Azure, AWS, Redshift, Confluence, Azure DevOps. * Financial markets, products, financial advisory function, and investment process. * Advanced AML/FCM client ... a way that is widely consumable and understood by non-technologists and senior leaders. * Operating standard office equipment and using required software… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …conferences, senior level advisor and client seminars, branch presentations, advisory councils, and other sales functions. * Represents the firm at industry ... policies and practices to achieve satisfactory safety and soundness and compliance regulatory examination results. * Performs human resources activities, including… more