- Raymond James Financial, Inc. (St. Petersburg, FL)
- …formal governance routines, issues & exam management and ongoing reporting. The manager position, supporting the Supervision Business Unit Risk Manager (BURM), ... focus on issues management activities, the control inventory, and ensuring compliance with enterprise risk management standards and processes. Under limited… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …associates during functional reviews and provide advanced support to our PCG Branch departments, focusing specifically on the policies and procedures required ... identifies training needs, and recommends appropriate development * Interfaces with Compliance , Supervision, Legal, and associates to inform them of any supervisory… more