- Raymond James Financial, Inc. (St. Petersburg, FL)
- …units by managing activity/account reviews, product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed ... financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …units by managing activity/account reviews, product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed ... financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary** Under general supervision , uses extensive knowledge and skills obtained through experience, specialized training and/or certification ... to Compliance Management and external stakeholders. Supports the oversight and governance for the compliance monitoring program, including overseeing complex reviews… more