- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for ... for New York Branch. + Serves as a tester for all facets of compliance monitoring and testing engagements. + Assists in the development and refinement of… more
- TD Bank (New York, NY)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and executing the annual … more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- TD Bank (New York, NY)
- …This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, ... and coordinate with our Risk Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of key risks and business units… more
- Fiserv (Berkeley Heights, NJ)
- …improvements across the business. **What you'll do:** + Develop, implement, and execute compliance monitoring and testing programs for consumer protection ... Flags, and state payroll card laws. + Experience designing and executing compliance monitoring and testing programs, including writing test plans and… more
- American Express (New York, NY)
- …and international Compliance program, including policies, issue management, and oversight of Compliance monitoring and testing . + Ensure Compliance ... compliance risks. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing , and related efforts. + Develop and retain… more
- Fiserv (Berkeley Heights, NJ)
- …E, GLBA/Regulation P, E-Sign, TCPA, and state-specific requirements. + Assist in executing compliance monitoring and testing activities. + Review and analyze ... for a prepaid debit portfolio. This role will plan and execute monitoring and testing activities, conduct compliance risk assessments, assess new state and… more
- Fiserv (Berkeley Heights, NJ)
- …E-Sign, TCPA, Identity Theft Red Flags, and state payroll card laws. + Execute compliance monitoring and testing programs. + Oversee consumer complaint ... + Knowledge of consumer protection regulations. + Experience in compliance monitoring and testing , risk assessments, regulatory change management,… more
- SMBC (New York, NY)
- …+ Policies and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- Bank of America (New York, NY)
- …entity + Relevant certifications (eg, CAMS, CGSS, or similar) **Skills:** + Regulatory Compliance + Monitoring , Surveillance, and Testing + Critical Thinking ... & Decisioning + Issues Management & Resolution + Risk Identification & Assessment + Risk Monitoring & Testing + Products, Services & Acumen - Line of Business… more
- Mizuho Corporate Bank (New York, NY)
- …and industry standards (SEC, FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and surveillance capabilities. + Streamlined compliance ... clear, actionable technical specifications. Lead the analysis and design of compliance technology solutions, including transaction monitoring and case… more
- Bristol Myers Squibb (Summit, NJ)
- …work with a team of MSS-EM Samplers to ensure that routine/non-routine Environmental Monitoring (EM Sampling) in the GMP areas of Summit West CAR-T Manufacturing and ... performed. The MSS-EM Lead will provide oversight for collection of environmental monitoring samples for the controlled, non-classified areas as well as controlled… more
- MUFG (Jersey City, NJ)
- …Summary:** We are seeking a Vice President to lead our Continuous Control Monitoring (CCM) program within the Cybersecurity GRC organization. This role will design ... and implement automated control testing capabilities that provide real-time assurance across critical technology and security domains. The ideal candidate combines… more
- Mizuho Corporate Bank (New York, NY)
- …Group. + Model Ownership: Maintain and update the models owned by the stress testing team to ensure compliance with Model Risk requirements. Qualifications: + ... Summary: The Americas Risk Management unit is responsible for monitoring and evaluating risks across a number of categories...highly skilled and experienced individual to join our Stress Testing and Capital Analysis team as a Director. The… more
- Mizuho Corporate Bank (New York, NY)
- …Group. + Model Ownership: Maintain and update the models owned by the stress testing team to ensure compliance with Model Risk requirements. Qualifications: + ... Summary: Americas Risk Management unit is responsible for monitoring and evaluating risks across a number of...highly skilled and experienced individual to join our Stress Testing and Capital Analysis team as a Vice President.… more
- TD Bank (New York, NY)
- …(COF) including.** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other activities** + ... Compliance programs (ie, risk assessments, 2nd line oversight of business monitoring and testing programs, new business initiatives), including frameworks,… more
- Bank of America (New York, NY)
- … monitoring systems. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical ... Compliance & Operational Risk Manager - Americas Control...key role in assisting lines of business in implementing, monitoring , testing , and enforcing the Enterprise Information… more
- Bank of America (New York, NY)
- …+ Assist with the development of new and/or update existing Monitoring and Testing items for the Compliance and Operational Risk Program from a local and ... work. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + Influence… more