- Neuberger Berman (New York, NY)
- …of regular and ad hoc risk reports, assist in solving real-world risk management problems, and translate academic or industry research into actionable ... findings on risk analytics + Solve complex risk management challenges in a largely autonomous...academic research and industry developments (buy-side research) into practical data driven insights that are implementable and actionable +… more
- SMBC (New York, NY)
- …detail-oriented Associate to join the stress testing function within the Credit Portfolio Risk team. This role will support CCAR and credit stress testing, and will ... play a lead role in project management across these workstreams. The ideal candidate will combine...across stakeholders to ensure alignment and transparency - Ensure compliance with internal governance and regulatory expectations throughout the… more
- LiveRamp (New York, NY)
- …Lead cross-functional initiatives to enhance data ethics practices across vendor management workflows. + Evaluate third-party practices and compliance with ... privacy laws, regulations, and industry best practices affecting third-party data usage. + Be accountable for risk ...Minimum 5+ years of experience in third-party due diligence, data ethics, privacy, legal compliance , or related… more
- Neuberger Berman (New York, NY)
- …and outcome measures. + Responsible implementation: Work closely with Governance, Risk , Information Security, Legal, and Compliance to ensure solutions ... NB's enterprise needs. **Qualifications** + 10+ years of technology product management experience delivering enterprise software or data /AI-enabled solutions. +… more
- Neuberger Berman (New York, NY)
- …, Risk , Product, and other control groups to support effective operational risk management and regulatory compliance . + Contribute to fostering a ... private debt, real assets, and hedge funds. + Gather and analyze operational data to identify areas for process improvement, automation, and enhanced controls. +… more
- HSBC (New York, NY)
- …over the design and operating effectiveness of the Group's framework of risk management , control and governance processes. GIA possesses specialized capabilities ... and internal controls are in place, including processes for management of operational risk , in accordance with...Participate in the audit process of identifying and evaluating risk and assessing the adequacy, effectiveness and compliance… more
- HSBC (New York, NY)
- …US market, wealth, affluent market trends, and deep understanding of US regulatory framework, risk management and compliance + Outstanding work ethic and ... Serve as an interface between front office and infrastructure teams (eg, Operations, Technology, Compliance , Legal, Risk , HR, Finance) and serve as a point of… more
- SMBC (New York, NY)
- …scalable architecture adoption. + Act as the primary liaison between trading desks, risk management , finance, and technology teams to capture requirements and ... is critical in managing trade booking, valuation processes, and risk models to ensure accuracy, compliance , and...analytics. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. + Promote data… more
- SMBC (New York, NY)
- …and Commodities (FICC) business. This role is critical in providing foundational data and analytics that enable accurate pricing, risk assessment, and ... risk frameworks for pre-trade analytics. + Partner with compliance and risk teams to embed controls...modeling. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. + Promote data… more
- HSBC (New York, NY)
- …with internal policies and regulatory guidelines + Establish and maintain robust risk management practices to identify, assess, and mitigate investment and ... Senior Equity Portfolio Manager is responsible for the ongoing management of the US equity portfolios in the proposition,...oversight of the end-to-end derivatives process eg Operations, Legal, Compliance , Risk , etc + Lead, mentor, and… more
- Neuberger Berman (New York, NY)
- …updates, partnering closely with Middle Office, Custodians, Brokers, Technology, Compliance , and Risk . Responsibilities Include: + Provide dedicated ... support changing priorities. + Build deep relationships with PMs, Traders, Operations, Compliance , Technology, and Risk ; represent investment teams in process,… more
- HSBC (New York, NY)
- …possible supported by automation, measures and analytics + Ensure regulatory and risk management outcomes are being maintained or robustly managed. Ownership ... Work style: Hybrid Worker Date: 22 Nov 2025 In compliance with applicable laws, HSBC is committed to employing...trade-offs + Knowledge and exposure of the application of Risk and Control Management and associated frameworks,… more
- Neuberger Berman (New York, NY)
- …idea generation, research management , PM workflows, portfolio construction, performance/attribution, risk , compliance ) and how data flows across them. ... managers and research analysts. You will translate investment workflows into robust, data -driven solutions, partnering closely with engineers, data teams, and… more
- SMBC (New York, NY)
- …architecture adoption. + Act as the primary liaison between operations teams, risk , compliance , and technology to capture requirements and deliver impactful ... teams. + Ensure adherence to regulatory standards (ECB, MiFID II, Dodd-Frank) and internal risk frameworks. + Partner with compliance and risk teams to… more
- SMBC (New York, NY)
- …Policy and RAC exceptions are identified, tracked and monitored during the credit risk management process. - Participate in Annual Review monitoring and ... of incoming requests. Additionally, this role will also provide appropriate credit risk analysis for ongoing portfolio management related items. **Role… more
- SMBC (New York, NY)
- …teams. + Ensure adherence to regulatory standards (ECB, MiFID II, Dodd-Frank) and internal risk frameworks. + Partner with compliance and risk teams to ... execution algorithms. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. + Promote data -driven decision-making… more
- HSBC (New York, NY)
- Investigator FC Investigative Reporting Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 15 ... Dec 2025 In compliance with applicable laws, HSBC is committed to employing...for SAR filing determination, escalated cases from Financial Crime Risk Operations, production orders, referrals from Fraud Operations, referrals… more
- HSBC (New York, NY)
- …detail-oriented mindset + Knowledge of computer programming applied to problem solving and data management + Interest in financial derivatives and its various ... the assigned area, manages the firm's inventory and trading risk under supervision and as assigned in compliance... risk under supervision and as assigned in compliance with all applicable regulation within a given business… more
- Neuberger Berman (New York, NY)
- …and products (Treasuries, IG/HY credit, municipals, etc.) + Strong knowledge of risk management and performance measurement methodologies + Proven track record ... regions/channels. + Establish processes for monitoring product performance, product enhancements, risk , client experience, and quality (eg portfolio management … more
- Neuberger Berman (New York, NY)
- … data analysis skills; hands-on experience with market, reference, and transaction data in institutional asset management . + Prior experience managing a small ... construction, compliance ). + Familiarity with investment guideline oversight, investment risk , and operational risk frameworks. + Technical proficiency: SQL… more
