- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- SMBC (Jersey City, NJ)
- … Department Americas Division ("CPAD") is seeking a Vice President of BSA/AML Compliance Monitoring and Testing . The Vice President will principally ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...Serve as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to perform testing of ... for M&T Program + Serves as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements + Assists in the development… more
- Mizuho Corporate Bank (New York, NY)
- …MHBK's Internal Audit Division (IAD). Execute a robust audit program of Mizuho's corporate and compliance activities, with particular emphasis on Bank Secrecy ... planning, fieldwork, reporting and other administrative and management tasks pertaining to corporate and compliance areas of focus.Assist in the design,… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...+ Serves as a tester for all facets of compliance monitoring and testing engagements.… more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work differently ... proper operations of the department and the business._ Senior Monitoring and Testing Compliance Assurance...reviews to identify potential breaches of Regulatory Obligations and Corporate Compliance policies, as well as to… more
- Meta (New York, NY)
- …The role will support the development and ongoing oversight of a sustainable compliance monitoring & testing program strategy and governance structures ... candidate will possess and demonstrate knowledge and experience with compliance monitoring & testing concepts,... testing . The ideal candidate will also understand corporate compliance requirements (ie Financial Crimes … more
- Scotiabank (New York, NY)
- Senior Manager, US AML Monitoring and Testing **Requisition ID:** 215612 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... success of the Global Banking and Markets ("GBM") AML Monitoring and Testing Department ("M&T"), Global AML,...testing or audit AML experience in a regulatory, compliance , or quality assurance capacity within a financial institution… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team in Cyber Defense, Monitoring & Incident Management! Major Duties & Responsibilities: In this role you will report to the Head of Cyber Defense, ... Services, LLC (MAS). You will be responsible for managing the broader Monitoring & Incident Management activities and their various responsibilities. You will work… more
- Mizuho Corporate Bank (New York, NY)
- Team Head of AML/Sanctions compliance testing reviews and monitoring for Americas Region. PRINCIPAL DUTIES AND RESPONSIBILITIES:Manage multiple testing ... 2nd Line of Defense.Serve as a head of AML/Sanctions compliance testing team, responsible for AML/Sanctions and...to maintain a solid foundation of applicable regulatory framework.Conduct monitoring on Fin Crime Compliance items requested… more
- SMBC (Jersey City, NJ)
- …Description** The Head of Quality Assurance is primarily responsible for ensuring that the Monitoring and Testing (M&T) and Compliance Risk Assessment teams ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse... testing scope and results to senior management, Monitoring and Testing Management, and Compliance… more
- Mizuho Corporate Bank (New York, NY)
- The Corporate Platform Engineering Lead will oversee the development, implementation, and continuous improvement of critical enterprise platforms. This role requires ... and economically. + Partner with production support to implement bank-standard monitoring , incident response, and disaster recovery processes and ensure the… more
- SMBC (New York, NY)
- …a central BCO function responsible for overall development and execution of 1st line control testing and monitoring program. The BCO Control Testing and ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse... role will provide support in establishment of control monitoring routines and conduct control testing to… more
- American Express (New York, NY)
- …management practices in accordance with the OCC's Heightened Standards guidelines. The Corporate Functions Control Management team within AENB will serve as the ... business unit Control Management function for several corporate groups including Corporate Affairs & Communications (CA&C); Colleague Experience Group (CEG),… more
- Mizuho Corporate Bank (New York, NY)
- …an individual with a strong credit analysis background covering corporate borrowers across various industry segments (experience covering Telecommunications, ... review plan by conducting independent credit reviews to ensure compliance with Bank policies and procedures as well as...flow analysis. + Assess the sufficiency of credit risk monitoring programs, relevant performance covenants and monitoring … more
- NatWest Markets (Stamford, CT)
- …and the business._ **Swap Dealer Testing VP (2LOD)** Reporting to the Senior Monitoring and Testing Compliance Assurance Officer this role is responsible ... be part of an effective Compliance Assurance testing program and will be responsible for monitoring...reviews to identify potential breaches of Regulatory Obligations and Corporate Compliance policies. This role will also… more
- NatWest Markets (Stamford, CT)
- …candidate will be part of team operating an effective Compliance Assurance testing program and will be responsible for monitoring and assurance reviews to ... identify potential breaches of Regulatory Obligations and Corporate Compliance policies. This role will also...policy. **Key Responsibilities:** + Contribute to the NWM, US Compliance Assurance Monitoring and Testing … more
- Mizuho Corporate Bank (New York, NY)
- …regulatory risk by establishing compliance policies, providing training, conducting compliance reviews, monitoring anti-money laundering (AML) and know your ... The AML Surveillance Associate is responsible for ensuring efficient identification and monitoring of suspicious activities and transaction in the Bank and ensure… more
- NatWest Markets (Stamford, CT)
- …of defence. The role is an effective part of the Compliance Assurance testing program and will be responsible for monitoring and carrying out assurance ... reviews to identify potential breaches of Regulatory Obligations and Corporate Compliance policies. The role will also...**Key Responsibilities:** + Support and implement the NWM, US Compliance Assurance Monitoring and Testing … more
- JPMorgan Chase (Jersey City, NJ)
- This role provides an exciting opportunity to develop a detailed understanding of Corporate Investment Banking Markets! As a Senior Internal Audit Associate in the ... Corporate Investment Banking team, you will have the opportunity...audit lifecycle, including planning, fieldwork, reporting, validation, and continuous monitoring . This role offers you exposure to senior executives… more