- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management ... of AML training + Develop and assist in the implementation of firm-wide AML risk management policy and strategic AML Compliance Risk Management direction as… more
- City of New York (New York, NY)
- …to ensure operational performance and contractual compliance . Collaborate with the Director of the Budget Management unit, in monitoring, tracking, and ... Administrative Staff Analyst NM I who will function as Director , Contract Monitoring and Compliance who will:...Review and Corrective Action Plans for the resolution of compliance issues in a timely fashion, by… more
- CIBC (New York, NY)
- …innovative and relationship-oriented bank. **What You'll Be Doing:** The PWG Executive Compliance Director ("Executive Director ") is responsible for ... rules and regulations; + Demonstrating strategic thinking and planning to address compliance issues associated with PWG's increasingly growing platform; +… more
- Mercy University (Dobbs Ferry, NY)
- Director of Title IX & Equity Compliance ...a Title IX or Equity matter, with mental health issues + Serves as the institutional custodian of all Title ... Director of Title IX & Equity Compliance Salary $95,893.00 - $124,630.00 Annually Location Dobbs Ferry,...services for University students and employees with regard to issues concerning Domestic Violence, Dating Violence, Sexual Assault and… more
- Cushman & Wakefield (New York, NY)
- … | Americas Compliance **Job Description Summary** The Americas Regional Compliance Director will join a developing, dynamic, and talented Global Ethics ... team and advise the business on relevant ethics and compliance topics and issues . LATAM experience is...the program. + Help the business integrate Ethics and Compliance into its daily management and strategic… more
- ITT (Stamford, CT)
- …ITT and serves as a primary interface with government agencies on export/import compliance issues . + This position at times will require approximately 25% ... 10 years of relevant experience to lead the trade compliance team and serve as Director , Global...management accountability and responsibility for the Global Trade Compliance function. + Provides strategic leadership and guidance on… more
- TD Bank (New York, NY)
- …at the firm. + Proficient in Word, Excel and PowerPoint The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... for this role. **Job Description:** We are seeking a Director TDS - Compliance to join our...routine and ad hoc filings related to complaints, reportable issues , disclosures, and broker dealer requirements. + Respond to… more
- CUNY (Bronx, NY)
- Associate Director of Compliance and Diversity **POSITION DETAILS** Hostos Community College is seeking to fill the position of Associate Director of ... and other evidence that has been gathered. The Associate Director of Compliance and Diversity will be...Dean of Students Office regarding student complaints and other issues . - Attend meetings and coordinate with University offices… more
- BMO Financial Group (New York, NY)
- …ensuring adequate management remediation plans and validation. Elevates high profile issues /risk cases to Compliance and business/group management for ... Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the...+ Analyzes and reports compliance information to Compliance and business/group management . + Advises first… more
- S&P Global (New York, NY)
- …Solutions encompass comprehensive services that span client reference data collection and management , client lifecycle management , regulatory compliance , and ... document management . + **Regulatory Solutions** : Improves compliance and standardizes processes using advanced assets and outreach services that facilitate the… more
- City of New York (New York, NY)
- …The Bureau of Human Resources is seeking an Administrative Manager, NM/L-III ( Director , Office of Compliance Services) to perform the following duties. ... the Department of Investigation (DOI) background check, residency and employment authorization compliance -Responding to oversight agency on issues pertaining to… more
- City of New York (New York, NY)
- …efforts with the Agency divisions, other HR Units, and external partners on compliance issues , background checks and medical clearances. Keeping up to date ... The Bureau of Human Resources seeks to hire an Administrative Manager, NM/L-III (Senior Director , Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible ... to assess the design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any violations of… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking...and striving to be best-in-class. As a Regulatory Strategy Director within the Asset & Wealth Management … more
- NBC Universal (New York, NY)
- …compliance risks. + Manage the incident response process for privacy and compliance issues , coordinating with internal teams for swift resolution and ... Compliance and Data driven business solutions. The Sr Director of Compliance & Privacy Tech Operations...Privacy Tech Operations will oversee the development, implementation, and management of both privacy and compliance programs,… more
- Ankura (New York, NY)
- …internal controls, and systems processes; + Prepare compliance reports for Compliance Officer, Senior Management , and/or Board; + Assist clients with ... + Serve as lead contact for Client engagements including delegation of duties and project management ; + Serve as Subject matter Expert in the fields of AML / BSA /… more
- Citigroup (New York, NY)
- …liaison with regulatory examiners, Internal Audit, and external auditors on critical Compliance issues and oversees the implementation of related remediation. ... Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the assigned business. + Supporting… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial,… more
- SMBC (New York, NY)
- … team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the ... or observer of various committees such as the New Product, Underwriting, Risk Management , Compliance , and Training committees. The Senior Compliance Officer… more
- Mercy University (Dobbs Ferry, NY)
- Executive Director of Facilities Management Print (https://www.schooljobs.com/careers/mercyedu/jobs/newprint/4751012) Apply Executive Director of ... + Description + Benefits Job Posting Summary The Executive Director of Facilities Management is responsible for...sources (eg, construction costs, maintenance, repair projects) to analyze issues and ensure compliance with internal and… more