- NatWest Markets (Stamford, CT)
- Swap Dealer Advisory , VP Stamford,United States Permanent Full Time \#R-00244527 Our people work differently depending on their jobs and needs. From ... **Scope of Role:** + Ongoing review and implementation of changes to the swap dealer and policies and procedures. + Advisory coverage of the NatWest… more
- NatWest Markets (Stamford, CT)
- Broker Dealer Advisory - VP Stamford,United...Sales and Trading business including the US Rates, Repo, Swap Dealer , and Credit Sales & Trading desks. ... the department and the business._ **Job Description** The Compliance Advisory Officer reporting to the Compliance Advisory ...team andcross-functionally. The ideal candidate will have experience with broker- dealer and swap dealer rules… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within ... and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President , this role will assist in...encompass SMBC Group's Americas Division, inclusive of US broker dealer and registered swap dealer ;… more