- Wells Fargo (Chandler, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Auditor to join the Enterprise Functions Reporting...of the Controllers Division including Corporate Tax, Financial and Regulatory Reporting, Enterprise Accounting Policy and Accounting… more
- USAA (Phoenix, AZ)
- …+ Experience performing internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory environment. + ... of what makes us so special! **The Opportunity** As a dedicated **Senior Auditor ** - **Capital Management,** you will execute and lead audit assignments. Identifies… more
- USAA (Phoenix, AZ)
- …performing internal and external audits within IT/IS, and applying audit, risk, or compliance acumen in a complex operational and regulatory environment. + ... of what makes us so special! **The Opportunity** As a dedicated **Senior Auditor ** you will lead and execute technology and information/cyber security (IT/IS) audit… more
- USAA (Phoenix, AZ)
- …+ Advanced knowledge of relevant industry regulations. + Advanced knowledge of regulatory compliance . Advanced knowledge of Microsoft Office tools to include ... for this position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under the Enterprise … more
- USAA (Phoenix, AZ)
- …quality assurance). + Expert knowledge of relevant industry regulations and regulatory compliance . + Demonstrated experience interpreting and applying federal ... be a part of what makes us so special! **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead, you will be a member of the second… more
- MUFG (Tempe, AZ)
- …degree of knowledge with current and proposed security changes impacting regulatory , privacy and security industry best practice guidance, leveraging technological ... solutions to meet enterprise needs. + Drive implementation, sustainability, and maturity of the firm's Information Security control framework. + Lead team members… more
- Wells Fargo (Tempe, AZ)
- …experience, education. **Desired Qualifications:** + Knowledge and understanding of audit, regulatory compliance , or risk management. + Experience with ... of methodologies and standards for review activities across the Enterprise in alignment with the Risk Management Framework and... (CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk… more
- Wells Fargo (Tempe, AZ)
- …Internal Auditor (CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) **Job Expectations:** + This position offers a ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Tempe, AZ)
- …Internal Auditor (CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) **Job Expectations:** + This position offers a ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Tempe, AZ)
- …Internal Auditor (CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) **Job Expectations:** + This position offers a ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Chandler, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... testing of information technology (IT) automated internal controls over financial and regulatory reporting that are designed to meet regulatory and… more
- USAA (Phoenix, AZ)
- …+ Experience performing internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory environment. + ... and projects and reviewing work papers. May lead engagements as Auditor -In-Charge (AIC). Maintains knowledge of financial services regulations. Creates and… more
- Highmark Health (Phoenix, AZ)
- …perform planning activities for operational, regulatory , and information technology compliance audits across the Highmark Health Enterprise , including the ... Health **Job Description :** **JOB SUMMARY** This job executes operational, regulatory , and information technology compliance audits and advisory engagements… more
- West Pharmaceutical Services (Scottsdale, AZ)
- …Duties and Responsibilities:** + Interface with internal constituents and external regulatory bodies regarding compliance needs asrequired + Assist in ... sustainability efforts. **Job Summary:** Maintain a safe work environment and ensure compliance with quality objectives and policies. Work with business leads to… more
- HonorHealth (Scottsdale, AZ)
- …program of internal auditing with a primary focus on internal controls and regulatory and enterprise compliance risk. Manages daily professional staff. ... timely, supported by sufficient evidence in the work papers, and in compliance with applicable standards. Foster relationships with process owners. Oversees direct… more
- Wells Fargo (Chandler, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... through relevant work assignments. Internal Audit supports the entire enterprise and acts as an independent assurance function that...may receive a promotion, based on performance, to an Auditor role at the conclusion of the program. **The… more
- Lincoln Financial Group (Phoenix, AZ)
- …by positively influencing and supporting change management and/or departmental/ enterprise initiatives within assigned area(s) of responsibility + Identifies ... fund accounting agent, custodian, security pricing / valuation vendors, independent auditor ) + Negotiates service provider contracts; develops and maintains service… more