- US Bank (Tempe, AZ)
- …skills and discover what you excel at-all from Day One. **Job Description** The Investment Compliance Specialist will provide investment compliance ... and overall compliance with regulations. + Provide oversight of client investment reporting and performance presentations. + Perform risk assessments on new … more
- Lincoln Financial Group (Phoenix, AZ)
- … investment accounting's internal control system to ensure SOX compliance . Recommends enhancements. * Maintains knowledge on current and emerging ... on fixed income and derivative investments for existing and developing investment strategies for compliance with accounting/reporting regulations to appropriate… more
- KPMG (Tempe, AZ)
- **Business Title:** Manager / Senior Manager, Compliance & Reporting Specialist **Requisition Number:** 119886 - 5 **Function:** Tax Services **Area of ... KPMG, we believe nothing is more important than investing in our culture because it's an investment in our people, our future, and what we stand for as a firm KPMG… more
- TEKsystems (Tempe, AZ)
- A client's Registrations team is seeking Compliance Specialists to support the strategy and execution of a new department, a new introducing broker dealer clearing ... partner departments with questions and workflow. + Ensuring regulatory compliance on owned processes. + Accurate and speedy data...looking for candidates from Broker Dealers, RIAs. or other Investment Services. This is a bonus but not a… more
- Morgan Stanley (Tempe, AZ)
- …and Accounting, Billing, and Client/IO Reporting. The Client Relationship Specialist will provide world-class customer service to our institutional client ... base. The Client Relationship Specialist enhances the client experience by providing exceptional client...digital capabilities that will allow them to interact with Investment Officers, Morgan Stanley Fund Services, outside Custodians, Funds,… more
- BASF (Phoenix, AZ)
- **Now hiring! Site Safety Specialist ** We are looking for a Site Safety Specialist to join our Agricultural Solutions team in Maricopa, AZ (Bapchule). Relocation ... value creation for sustainable and efficient agriculture. The Site Safety Specialist is responsible for developing, implementing, coordinating, and managing safety… more
- ThermoFisher Scientific (Phoenix, AZ)
- …. **Discover Impactful Work:** We are looking for a Web and SEO/SEM Specialist with a background in AEM (Adobe Experience Manager) to join our dynamic ... team. As the web specialist you will be responsible for the strategy, planning...methodologies for efficient campaign execution, driving maximum return on investment and increasing conversions from campaigns. + Develop and… more
- Wells Fargo (Chandler, AZ)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist in the Client Relationship Group (CRG) as part of Wealth & Investment Management ... and present analysis through meaningful statistics + Develop expertise in firm, compliance , and regulatory policies and procedures + Collaborate and consult with… more
- Edward Jones (Tempe, AZ)
- …clients through regulation communication, fraud protection and managing their investment distributions. Protect their investments by mitigating risk. And innovate ... in the here and now. **Job Overview** **Position Schedule:** Full-Time The Trade Report Specialist is one of two on the Trade Reporting team responsible for the… more
- ThermoFisher Scientific (Phoenix, AZ)
- …. **Discover Impactful Work:** We are looking for a Marketing Automation Specialist who can provide the leadership needed to continue developing our bold ... standard methodologies for efficient campaign execution, driving maximum return on investment and increasing conversions from campaigns. **Keys to Success:** + Be… more
- AECOM (Phoenix, AZ)
- …has never been a better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We invite you to bring your ... world. Join us. **Job Description** **AECOM** is seeking a experienced **Proposal Specialist III** West region Marketing Team. This position will offer flexibility… more
- Wells Fargo (Phoenix, AZ)
- …Home Lending is approaching limits + Serve as key Home Lending liaison between Compliance , Risk, Treasury and Reg W Governance Office to coordinate Reg W review ... identified, reported, properly collateralized, conducted on market terms, and are in compliance with Reg W + Lead complex initiatives with broad impact which… more
- Bank of America (Phoenix, AZ)
- Global Financial Crimes Compliance (GFCC) Investigator - Brokerage Charlotte, North Carolina;New York, New York; Hunt Valley, Maryland; Pennington, New Jersey; ... the liaison to Law Enforcement as required. The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of… more
- BMO Financial Group (Phoenix, AZ)
- …in portfolio data analysis and other portfolio tasks to support EMM's compliance with BMO policy and procedures. Preferred skills: + Experience managing ... the required internal control standards, including adherence to audit, regulatory and compliance policies. + Provides strategic input into business decisions as a… more
- USAA (Phoenix, AZ)
- …channels. Works with Product Owners, Process Owners, Experience Owners, and Compliance stakeholders to evaluate products, advice, and solutions to develop and ... sales strategies through training and sustainment activities designed to increase specialist effectiveness to meet member needs and business goals. We offer… more
- Deloitte (Gilbert, AZ)
- …with industry guidelines, best practices, and management approved standards to meet compliance and regulatory requirements. + Provide PAM specialist experience ... PAM opportunities, quantify costs, outline potential value and Return on Investment (ROI), identify risks, benefits, and constraints. + Experience with… more