- Santander Holdings USA Inc Careers (New York, NY)
- …the business in which the Corporation operates.Practical knowledge of key business control areas (Audit & Risk Review, Risk Management, Finance, Human ... US Control Room Officer - Associate, Corporate &...and implements procedures to meet these requirements for applicable business units.Validates controls or project plans to… more
- Santander Holdings USA Inc Careers (New York, NY)
- US Control Room Officer - Vice President, Corporate & Investment Banking (CIB)New York, United States of AmericaUSA Job Family Description: The Santander CIB ... insider trading and identify and manage potential transactional conflicts of interest. The VP, Control Room officer is responsible for working with the US Head… more
- Santander Holdings USA Inc Careers (New York, NY)
- …provides real-time compliance advisory support to the CIB New York Branch business which focuses on investment banking advisory engagements and lending services. ... Compliance Officer implements a comprehensive and sustainable compliance framework to...on rules, regulations, issues related to banking activities, surveillance, controls , supervision, policies, procedures, and general compliance matters.USA Job… more
- Bank of America (New York, NY)
- Sr . Business Controls Officer New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... learn, grow, and make an impact. Join us! **Job Description:** The Global Markets Business Controls Office (BCO) is responsible for the creation, maintenance and… more
- Bank of America (New York, NY)
- Commodities, Business Controls Officer New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial ... learn, grow, and make an impact. Join us! **Job Description:** The Global Markets Business Controls Office (BCO) is responsible for the creation, maintenance and… more
- Bank of America (New York, NY)
- GCIB Business Controls Officer , Communications Review & Enterprise Programs New York, New York **Job Description:** Global Corporate & Investment Banking ... is also desirable. The individuals on this team are responsible for business controls for electronic communication and other enterprise programs.… more
- Citigroup (Queens, NY)
- The Business Risk Officer is a strategic...audit process of attributes to ensure proper calculation and control . + Works closely with business partners ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Citigroup (New York, NY)
- …to support operational risk related matters across functions and products. **Job Purpose:** The Business Risk and Control Officer reports into the newly ... Audit Interface and oversight, Issues & CAP analysis/remediation, and Control Advisory + A Centralized Controls function...3rd lines of defense within the organization. Additionally, the ** Business Risk and Control Officer **… more
- Citigroup (Queens, NY)
- /10, 63,65The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control...7, 9,10,63,65 + 6-10 years relevant work experience in Business Risk & Controls + Advanced skills… more
- Citigroup (New York, NY)
- …to keep transactions moving forward and in accordance with appropriate controls **Qualifications** + Experienced senior credit underwriting executive with ... Citi's US Commercial Bank (CCB) is a rapidly growing business , targeting emerging, mid- and larger-sized companies with annual revenue generally from $100 million to… more
- Wells Fargo (New York, NY)
- …is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking ... lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:** + Provide oversight...Identify and recommend opportunities for process improvement and risk control development. + Consult and engage business … more
- Citigroup (New York, NY)
- Serves as a senior function/ business /product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... and scoping the impact of new and complex regulatory developments across senior function/ business /product, including cross-border impact. + Advising ICRM and… more
- City National Bank (New York, NY)
- * BUSINESS CONTROLS ANALYST SENIOR * WHAT...will work directly with the City National Bank's ("CNB") Business Control Officer ("BCO") and ... practical impacts/implications to the business line. * Provide guidance on Control Standards to ensure compliance-related controls are documented in line… more
- City National Bank (New York, NY)
- * BUSINESS CONTROLS LEAD- TECHNOLOGY RISK AND COMPLIANCE*...the City National Bank's ("CNB") and Business Control Officer ("BCO") and Senior ... monitoring, and reporting key risks. It supports operations managers in overseeing business risks and controls , coordinating risk registers, and contributing to… more
- City National Bank (New York, NY)
- * BUSINESS CONTROLS MANAGER - CAPITAL MARKETS* WHAT IS...with the City National Bank's ("CNB") and Business Control Officer ("BCO") and Senior ... and control perspectives other members of the Business Control team and Business ...defense, including design and implementation of preventive and detective controls relating to Capital Markets (comprised of FX spots/derivatives,… more
- Truist (New York, NY)
- …Shift:** 1st shift (United States of America) **Please review the following job description:** Senior Compliance Control Group Officer is a subject matter ... for providing advice and guidance related to Information Barrier Controls and the flow of material non-public information ("MNPI")....provide guidance in time critical situations. In addition, the Senior Compliance Control Group Officer … more
- City National Bank (New York, NY)
- * BUSINESS CONTROLS MANAGER- FINANCE AND ACCOUNTING*...position will work with the City National Bank's ("CNB") Business Control Officer ("BCO") team ... their associated risk exposures. * Execute risk assessment programs (eg Risk Control Self Assessments, Business Impact Assessments, Vendor Risk Assessments, New… more
- Citigroup (New York, NY)
- …The Citi Ethics Office does this by administering Citi's Ethics Hotline, working with business and control functions to identify control enhancements to the ... Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and Culture Committee… more
- Citigroup (Queens, NY)
- This Model/Analyst/Validation Sr Officer I position is a model validation role in the Consumer Valuation Models and Anti-Money Laundering Model Validation Group ... This is a critical role for ensuring models comply and meet regulatory ( SR 11-7) guidance and expectations. The role is responsible for model validation activities… more
- Citigroup (Queens, NY)
- …drafting of requirements for consulting engagements and serving as the GRCR account business officer for compliance. + Partner with key stakeholders and ... The VP, Global Regulatory and Capital Reporting - Business Execution Lead Analyst role is part of...required in order to negotiate internally, often at a senior level. **Responsibilities** : + Support the annual budget/quarterly… more
