- Bank of America (Tampa, FL)
- …compliance and operational risks in alignment with the Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance ... appropriately addressed + Assists in the production of independent financial crimes risk management reporting...Monitoring, Surveillance, and Testing + Critical Thinking + Risk Management + Issue Management +… more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls ... reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product...CT teams on a regular basis. + Informing CT management of significant compliance matters that require their attention… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Risk or other Firm divisions where account transactional activity is at issue . * Conduct appropriate due diligence related to the potential suspicious activity ... including testing and installation of software updates. * Informs senior compliance management about issues that may involve rule violations or potential liability.… more
- Morgan Stanley (Tampa, FL)
- …due diligence, and negative news processes for Morgan Stanley. *Primary Responsibilities:* The Financial Crimes Program Management AVP will assist with ... project coordination, scheduling, agendas, documents, and meeting notes. *The ** Financial Crimes Governance and Program Management **AVP will:* * Support key… more
- USAA (Tampa, FL)
- …from Strategies and Fusion Center, ensuring a feedback loop + Participate in Incident / Issue management as needed + Develop and mentor more junior members of ... of internal packages and applications. Works with model risk management to validate the results and stability of models...years of experience with model development + Experience in fraud/ financial crimes The above description reflects the… more
- USAA (Tampa, FL)
- …Strategies and Fusion Center, ensuring a feedback loop + Participate in Incident / Issue management as needed + Collaborate with the broader analytics community ... of internal packages and applications. Works with model risk management to validate the results and stability of models...years of experience with model development + Experience in fraud/ financial crimes The above description reflects the… more
- Citigroup (Tampa, FL)
- …and reporting control issues with transparency. **Qualifications:** + Knowledge of Financial Crimes Compliance laws, rules, regulations, risks and typologies. ... as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for assessing… more
- Deloitte (Tampa, FL)
- …and solution development engagements in partnership with internal and external AML and financial crimes compliance, audit, IT, and business teams. + Supervise ... updates on project delivery covering aspects such as quality, timelines, risk, and issue management . + Track internal metrics such as utilization, Budget Vs… more
- Bank of America (Tampa, FL)
- …unusual or unexpected activity that may warrant a referral to Global Financial Crimes via TRMS. **Responsibilities:** * Establishes department-wide strategies ... are guided by a common purpose to help make financial lives better through the power of every connection....Strategy Planning and Development + Business Case Analysis + Issue Management + Leadership Development + Process… more
- Wells Fargo (St. Petersburg, FL)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... of the teller line, under direction of regional banking management + Support customers and employees in resolving or...transactions + Identify information and services to meet customers financial needs + Motivate a diverse team to achieve… more