- JPMorgan Chase (Tampa, FL)
- …+ Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements + Proficient knowledge and expertise in ... Risk & Controls Lead in the Audit and Regulatory group supporting Infratstructure Platforms, you will be responsible...desirable. JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to… more
- Citigroup (Tampa, FL)
- The Regulatory Risk Officer Serves as a senior compliance finance risk officer responsible for assessing compliance risks and controls implemented by the ... performed. Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full… more
- Deloitte (Tampa, FL)
- Deloitte Risk & Financial Advisory Analyst - Technology Risk Advisory and Assurance Do you thrive in times of disruption? Have a drive to be a part of the ... passion for turning challenges and opportunities into long-term competitive advantages? As a Risk & Financial Advisory Analyst, you could help our clients… more
- Citigroup (Tampa, FL)
- …**Education:** + Bachelor's/University degree or equivalent experience **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time ... Management and is broadly responsible for internal and regulatory (ie, CCAR and ICAAP) stress testing at Citi...requests. + Document usage of authoritative variable usage across risk and financial workstreams. + Work with… more
- TD Bank (Tampa, FL)
- …for the implementation and management of the capacity planning process for Financial Crimes Risk Management (FCRM) department. The primary responsibility will ... a diverse portfolio of business management activities for complex or high risk functional area(s), and implement policies / processes and/or initiatives to meet… more
- Morgan Stanley (Tampa, FL)
- …- The VP will lead regulatory and business change activities associated with AML/ financial crimes risk . * *Procedure Management* - The VP will lead ... learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within...related action items. The VP will lead coordination of regulatory exams and internal audits. * * Risk … more
- JPMorgan Chase (Tampa, FL)
- …+ Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements. + Proficient knowledge and expertise in ... and evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance. + Support team on periodic… more
- USAA (Tampa, FL)
- …governance protocols for various models, implementing controls to monitor and manage model risk effectively in alignment with regulatory standards. + Broad and ... the development and execution of advanced quality assurance programs across actuarial, financial , and banking model risk , ensuring rigorous testing, and… more
- MUFG (Tampa, FL)
- …information technology and information security environments + Understanding of the regulatory environment and regulations related to technology risk , and ... within the organization, Audit & IT Controls teams, internal risk committees, and external state and federal agencies (eg,...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- MUFG (Tampa, FL)
- …dynamically manage the audit plan for the assigned portfolio + Keep abreast of regulatory developments within the wholesale banking credit risk space and assess ... and regulatory validations + Knowledge of key regulatory requirements for Credit Risk (SR 13-3,...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- USAA (Tampa, FL)
- …do:** + Direct and lead all aspects of multiple initiatives in support of risk and/or regulatory compliance related initiatives including but not limited to: ... At USAA, we have an important mission: facilitating the financial security of millions of US military members and...oversight of procedures/process, accurate regulatory reporting and filing, document governance, risk … more
- MUFG (Tampa, FL)
- …with the internal control programs/assessments (Control Self Assessment (CSA), Payment System Risk (PSR), HO Global CSA, Regulatory Assessments, and business ... as assigned by the ORM Governance Director. In addition, you will develop regulatory responses, risk management project implementations, and other risk … more
- MUFG (Tampa, FL)
- …management tools such as SharePoint, Teams, and Project + Knowledge of financial institution businesses, processes, products, and risk preferred FUNCTIONAL ... Council (FFIEC), General Data Protection Regulation (GDPR), etc.) + Understanding of the regulatory environment and regulations related to risk , Office of the… more
- Citigroup (Tampa, FL)
- …create, maintain, and use Enterprise Data. The position will part of the Regulatory Execution team within Risk Data and Technology transformation function ... Plans * Maintain Centralized Framework for Data Controls and Risk Data Metrics to manage Business and Regulatory...effectiveness, etc. **Qualifications:** * 15+ years experience in a financial industry and risk management function *… more
- Citigroup (Tampa, FL)
- …Knowledge of payment industry trends, innovations, emerging risks as well as key regulatory risk drivers. + Working knowledge of industry standards and practices ... **AML Compliance Risk Management Officer - Customer Risk & Regulatory Response** The Anti-Money Laundering...**Qualifications:** + 6-10 years of experience in AML compliance, financial crime investigation, or a related field. + Anti-Money… more
- MUFG (Tampa, FL)
- …as assigned by the ORM Governance Director. In addition, you will develop regulatory responses, risk management project implementations, and other risk ... familiarity with sub-programs and Issue Management + Understanding of banking regulatory agency expectation/requirements on operational risk management + Strong… more
- Citigroup (Tampa, FL)
- …and non-Finance functions throughout Citi, including the Businesses (eg, Markets), Risk , Treasury, Capital Controllers, SEC Reporting, Financial Planning & ... include: + Leading the team responsible for the US regulatory filings. + Working with the relevant Risk...Bank NA senior management, FRB, OCC, and FDIC quarterly financial results and analysis for regulatory filings.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …all material risks to business objectives. Risk organization covers both financial and non- financial risk management activities which include Enterprise ... Supplier Risk Management, Model Risk Management, Securities Reviews, Product Risk Management, Financial Risk Reporting, Loan Review, Market Risk… more
- USAA (Tampa, FL)
- …that really matters. At USAA, we have an important mission: facilitating the financial security of millions of US military members and their families. Not all ... We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid schedule...the Second Line of Defense's oversight of the Chief Financial Office (CFO) function with minimal direct supervisor and… more
- Citigroup (Tampa, FL)
- …will also interact very closely with other groups throughout Citi, including Risk , Treasury, Controllers, SEC Reporting, Accounting Policy, Financial Planning & ... such as loans, securities, deposits and derivatives, incorporating the understanding of regulatory reporting along with financial analysis in order to… more