- JPMorgan Chase (Tampa, FL)
- …+ Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements + Proficient knowledge and expertise in ... As a Tech Risk & Controls Lead in the Audit and Regulatory group supporting Infratstructure Platforms, you will be responsible for identifying, and mitigating… more
- Citigroup (Tampa, FL)
- …The Resolution Planning Analyst is an experienced professional in financial and operational analysis and is expected to produce detailed analyses, written ... regulatory requirements as it pertains to Recovery and Resolution + Ability to write comprehensive content based on...Risk and Control, prior experience in Recovery and Resolution or related fields + 5+ years experience in… more
- Citigroup (Tampa, FL)
- …Knowledge of payment industry trends, innovations, emerging risks as well as key regulatory risk drivers. + Working knowledge of industry standards and practices ... **AML Compliance Risk Management Officer - Customer Risk & Regulatory Response** The Anti-Money Laundering Compliance Risk Management (ACRM) function is… more
- JPMorgan Chase (Tampa, FL)
- …+ Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements. + Proficient knowledge and expertise in ... + Ensure effective identification, quantification, communication, and management of technology risk , focusing on root cause analysis and resolution … more
- USAA (Tampa, FL)
- …do:** + Direct and lead all aspects of multiple initiatives in support of risk and/or regulatory compliance related initiatives including but not limited to: ... At USAA, we have an important mission: facilitating the financial security of millions of US military members and...oversight of procedures/process, accurate regulatory reporting and filing, document governance, risk … more
- MUFG (Tampa, FL)
- …information technology and information security environments + Understanding of the regulatory environment and regulations related to technology risk , and ... within the organization, Audit & IT Controls teams, internal risk committees, and external state and federal agencies (eg,...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- USAA (Tampa, FL)
- …in risk and compliance acumen, an in-depth understanding of the regulatory environment, passion for risk mitigation and excellent verbal and written ... in lieu of a degree. + 8 years of risk management, regulatory or operations experience in...+ Strong business acumen in the areas of operational risk and bank/ financial services + Leadership experience… more
- JPMorgan Chase (Tampa, FL)
- …+ Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements + Proficient knowledge and expertise in ... + Ensure effective identification, quantification, communication, and management of technology risk , focusing on root cause analysis and resolution … more
- Citigroup (Tampa, FL)
- …relationships with examiners, auditors etc. + Knowledge of key Compliance processes- Regulatory Management, Risk Assessment, Monitoring and Testing + Awareness ... **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk ...in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting… more
- BMO Financial Group (Tampa, FL)
- …and adoption. + Executes project requirements in governance frameworks focused on risk appetite, regulatory and compliance standards. + Develops all related ... commitment by holding themselves accountable for the identification and resolution of project problems. + Directs projects often within... mitigation from the outset. + Adheres to Bank risk , regulatory and compliance controls. + Focus… more
- Citigroup (Tampa, FL)
- …required; Master's preferred. * 8+ years of relevant experience, preferably in financial services. * Experience with bank regulatory compliance: Legal Lending ... Vice President will report to the CAO/Head of Governance & Controls for the CBNA CRO risk segment and will work in collaboration with the CBNA CRO team, as well as… more
- Citigroup (Tampa, FL)
- …deal with today's rapidly changing environment and prepare for future growth. The Markets Risk & Control Financial Crimes team supports a Sales and Trading ... The goal of the Markets Risk & Control AML function is to help...ready to join a fast-paced, world leader in the financial services industry. The successful candidate will assist with… more
- Citigroup (Tampa, FL)
- The Business Risk Officer is a subject matter expert responsible for supporting and maintaining Global Risk and Control (R&C) programs in support of the Business ... Operations Shared Services (BOSS). The Global Risk Analyst will be responsible for providing ongoing risk and control oversight and expertise, while facilitating… more
- Citigroup (Tampa, FL)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job ... information across Finance. Issues include those raised by Internal Audit, External Regulatory Agencies, Internal 2nd line of defense or self-identified by the… more
- Citigroup (Tampa, FL)
- The Risk Data and Technology organization has an exciting opportunity for professionals with experience in leading technology change and transformation. This ... Lead and will require versatility to lean into critical projects in support of Risk 's transformation program. In this role, you will: implement a strategy for user… more
- Citigroup (Tampa, FL)
- …focused education or certification (eg, CFA, CPA, FRM) beneficial **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full ... Finance CRO organization as part of the overall Independent Risk Management function of Citi. Key objectives are to...review and challenge. The role requires good knowledge of regulatory requirements ( Resolution Plan Final Guidance, SR… more
- Morgan Stanley (Tampa, FL)
- …oversight, design, implementation, and maintenance of allfirst line of defense financial crimes activities including defining risk mitigant strategies, adherence ... timely enhanced. In addition,executing targeted reviews in the areas of high and emerging financial crimes risk and related reviews to evaluate the adequacy and… more
- USAA (Tampa, FL)
- …impact fraud risk . + Anticipates future training needs tied to fraud risk management through understanding regulatory and industry trends. + Ensures risks ... Bachelor's degree; OR 4 years of related fraud, compliance, risk , audit or regulatory experience (in addition...operations experience in a relevant functional area to include financial services, Fraud, AML, compliance, risk , audit,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …document and manage issues. + Coordinates with internal audit, compliance testing, regulatory exams, and inquiry management. Compliance and risk management are ... in the securities industry, financial markets and financial products. + Risk management concepts in...Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state… more
- Citigroup (Tampa, FL)
- …finance focused education or certification (CFA, CPA, FRM) beneficial **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** ... interest rate risk and treasury investments, and ensures compliance with all risk -related regulatory requirements. In addition, the team oversees the key … more