- Vanguard (Malvern, PA)
- Responsibilities: + Serves as an experienced advisor to the business, and interfaces regularly with business unit stakeholders and internal risk and compliance ... inquiries, and investigations within the business. Provides guidance to mitigate compliance risks and control gaps. + Oversees the design, implementation, execution,… more
- Vanguard (Malvern, PA)
- …providing the best possible client experience powered by responsible AI. We're hiring a senior technical risk advisor to support our enterprise AI efforts and ... businesses and protect our client and company data. The senior technical risk advisor is a critical...data management and AI/ML expertise . Governance, risk, and compliance experience . Graduate degree in computer science, data… more
- Vanguard (Malvern, PA)
- …risk-informed decisions. Vanguard Global Risk & Security (GR&S) is seeking a Senior Risk Advisor to support Vanguard's retirement business division, the ... Institutional Investor Group (IIG). This Senior Risk Advisor will advise business leaders...+ Partner with IT Risk, Information Security, Legal, and Compliance teams to develop a comprehensive view of digital… more
- Vanguard (Malvern, PA)
- …its growing and evolving service offerings, Vanguard is seeking a highly skilled senior compliance professional to lead strategic compliance support related ... inclusive of appropriate operational and supervisory oversight within the business. The Senior Compliance Director, Head of Retail Regulatory Enablement will: +… more
- Vanguard (Malvern, PA)
- As the Head of Vanguard's Product, Distribution & Communications ("PD&C") Compliance function, this role is responsible for ensuring that the company's mutual funds, ... policies. You will provide strategic leadership and direction for a dynamic compliance function, including overseeing teams supporting the creation and oversight of… more
- Vanguard (Malvern, PA)
- …growth of Vanguard Personalized Indexing (VPI) this VPI expert will: + Partner with Vanguard's Advisor and VPI Sales teams to drive adoption of VPI by new clients. + ... In this role you will: + Serve as the " advisor to the advisor " through an expert...(eg FINRA, state, SFC). These will be determined by Compliance based on role-specific duties. + FINRA Series 65… more
- Vanguard (Malvern, PA)
- …proactive, comprehensive perspective on control health. There are 2 positions available: the Senior Methodology Advisor and the Senior Assessment & ... Services industry forces, competition, and trends to act as a trusted advisor throughout the project lifecycle. Monitors financial, legal, and other regulatory… more
- Merck (North Wales, PA)
- …and dedicated colleagues while developing and expanding your career. The Senior Director (Sr. Principal Scientist) has primary responsibility for the planning ... placement, monitoring, analysis, regulatory reporting, and publication. **Specifically, The Senior Director May Be Responsible For** + Evaluating pre-clinical and… more
- Globus Medical, Inc. (Audubon, PA)
- …performance, and employee engagement. **Leadership & Collaboration:** + Serve as a trusted advisor to senior leadership on all aspects of total rewards. + ... can resume their lives as quickly as possible. **Position Summary** **:** The Senior Director, Total Rewards and HRIS is responsible for the strategic design,… more
- Vanguard (Chesterbrook, PA)
- Vanguard has an exciting new opportunity for an IT Senior Engagement Manager in its Internal Audit Department within the Global Technology Audit Services (GTAS) ... to complete risk-based audit engagements to evaluate management's internal controls, influence senior levels of management to take action to improve the control… more
- Vanguard (Malvern, PA)
- …the General Counsel addresses a wide range of complex and compelling legal and compliance issues. To continue to support its growing business, Vanguard is seeking an ... team. Responsibilities + Serve as a subject matter expert and trusted advisor providing legal advice on Vanguard's Investment Stewardship-related issues. + Provide… more
- Liberty Healthcare Corporation (Bala Cynwyd, PA)
- …Healthcare Corporation seeks to hire an experienced attorney for a new Senior Associate General Counsel position which will focus on litigation and employment ... overall strategy, written work, and other advocacy. + Serving as the primary advisor for legal hold issues, e-discovery, and subpoenas. + Preparing and presenting… more
- Merck (West Point, PA)
- …Manufacturing Operations organization supporting the vibrant West Point site is seeking a Senior Specialist in Process Automation to join the team. Our ability to ... prioritize workload activities of the process automation team, responsible for: + Compliance with System Development Life Cycle (SDLC), GMP, safety and environmental… more
- Vanguard (Malvern, PA)
- …marketing industry forces, competition, and trends to act as a trusted advisor in developing marketing strategies. + Leads specialists and managers to provide ... + Ensures all steps are taken to mitigate risk and maintains control, compliance , audit, and legal requirements in marketing plans. Maintains an appropriate level of… more
- Vanguard (Malvern, PA)
- The Senior Director of Customer Marketing Strategy oversees a team of marketing strategists for Personal Investor Marketing. This position is an instrumental ... marketing industry forces, competition, and trends to act as a trusted advisor in developing channel marketing strategies. + Lead specialists and managers, provide… more
- Merck (North Wales, PA)
- …concepts + Experience in CDISC and ADaM standards + Experience ensuring process compliance and deliverable quality. + Strategic thinking - ability to turn strategy ... Demonstrated success in the assurance of deliverable quality and process compliance . Strong working knowledge of reporting processes (SOPs) and software development… more
- Vanguard (Malvern, PA)
- …gaps and strategy for continuous improvement. Develops and delivers required reporting on compliance exams / audits to senior business leadership. + Manage ... The Compliance Director, Retail Advice will: + Serve as a trusted advisor to Vanguard's advice businesses. Work collaboratively with the businesses to develop… more
- Vanguard (Malvern, PA)
- The Director, Compliance Methodology is a senior role...serves as a subject matter expert and a trusted advisor to compliance advisors and the business ... Compliance Methodology and Testing team within the Compliance Department. This position is expected to shape core...organization, and everyone shares accountability for our progress-from our senior leaders who lay the foundation and set the… more
- Guardian Life (Bethlehem, PA)
- …technology. **Reporting Relationships** As our Compliance Lead, you will report to our Senior Compliance Leader, who reports to the Head of Group Benefits ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- Vanguard (Malvern, PA)
- …and maintenance of compliance processes and program activities. Performs complex compliance sanctions reviews. Serves as a trusted advisor to Financial ... of regulated activities. Core Responsibilities: + Leads and oversees sanctions compliance processes, including monitoring of trading in the funds, and client… more