- Raymond James Financial, Inc (St. Petersburg, FL)
- …and other internal reports for employee adherence with rules and regulations.* Advises Senior Compliance Management on issues that involve possible rule ... guidance to compliance efforts in assigned business entity.* Informs appropriate Senior Management about issues that may involve rule violations or potential… more
- Raymond James Financial, Inc (St. Petersburg, FL)
- …examinations, ensuring that requested information and reports are provided.* May make risk -based recommendations to Senior Management using extensive ... compliance activities are commensurate with the level of risk being mitigated.* Provides escalated support and guidance to... compliance efforts in assigned business entity.* Informs Senior Compliance Leadership about issues that may… more
- Raymond James Financial, Inc (St. Petersburg, FL)
- …fraud prevention system, including testing and installation of software updates.* Informs senior compliance management about issues that may involve ... and matters otherwise escalated to the AML Group by the Business, Compliance , Legal, Risk or other Firm divisions where account transactional activity is at… more
- Raymond James Financial, Inc (St. Petersburg, FL)
- …skills with the ability to present complex and sensitive issues to Senior Management .* Strong analytical skills, particularly in regard to assessing ... and conducting audits.* Identifying key business processes.* Identifying and documenting risk management issues.* Testing key controls within business… more
- Raymond James Financial, Inc (St. Petersburg, FL)
- …Investments Group ("AIG") Operations team, Raymond James Financial Advisors, senior leadership within PCG Investment Products and Global Wealth Solutions, ... Regulatory Reconciliation, a leading investment platform and management at alternative investment fund partners. Designs, leads, and drives process improvement… more
- Raymond James Financial, Inc (St. Petersburg, FL)
- …effectively, both orally and in writing, with all organizational levels, including senior management .* Manage and track multiple detailed tasks and assignments ... Job SummaryThe Senior Sourcing Analyst is responsible for overseeing and...Identify areas for process improvement and implement change* Manage risk and compliance with procurement policies and… more
- Raymond James Financial, Inc (St. Petersburg, FL)
- …support and guidance to compliance efforts in assigned business entity.* Informs Senior Compliance Management about issues that may involve rule ... planning through reporting and produces quality deliverables.* Collaborates across Compliance teams to maintain a risk -based ...Reports compliance program status and activities to compliance and business management .* Manages external … more
- Raymond James Financial, Inc (St. Petersburg, FL)
- …movement and order entry principles, and performance reporting and analytics.Concepts of risk management , issue tracking, change management , and requirements ... with other business units and technology teams as necessary for release management . Serves as a functional subject matter expert (SME); provides internal consulting… more
- Raymond James Financial, Inc (St. Petersburg, FL)
- …leader will regularly interact with federal and state regulators, vendors, Model Risk Management (MRM), Audit, Raymond James enterprise technology functions and ... risk exposure while balancing business concerns.* Partner with Enterprise Fraud Risk Management , Cyber Threat Intelligence, and Raymond James Technology teams… more
- Raymond James Financial, Inc (St. Petersburg, FL)
- …Financial Crimes Analytics (FCA), the Director will regularly interact with Enterprise Fraud Risk Management and Technology teams during the design and testing ... evaluations, implementations, and model optimization efforts.* Partner with Enterprise Fraud Risk Management , Cyber Threat Intelligence, and Raymond James… more
- Raymond James Financial, Inc (St. Petersburg, FL)
- …awareness of banking and regulatory trends, audit data analysis skills, and risk management perspectives. Essential Duties and Responsibilities:* Develop and ... this role utilizes a deep understanding of bank regulatory compliance subject matter and audit skills acquired through education,...in one or more teams.* Manage Audit Managers and Senior Audit staff.* Perform human resource management … more
- Raymond James Financial, Inc (St. Petersburg, FL)
- …Financial Crimes Analytics (FCA), the Manager will regularly interact with Enterprise Fraud Risk Management and Technology teams during the design and testing of ... evaluations, implementations, and model optimization efforts.* Partner with Enterprise Fraud Risk Management , Cyber Threat Intelligence, and Raymond James… more
- Raymond James Financial, Inc (St. Petersburg, FL)
- …more senior product manager, collaborate with Cross Border strategy & supervision and compliance to support risk management in pricing models and product ... In addition, they will provide support in the following areas: legal and compliance issues, financial advisor support, analysis around products, and/or under more … more
- Raymond James Financial, Inc (St. Petersburg, FL)
- …and project life cycle methodologies: Software Development Life Cycle (SDLC)).Concepts of risk management , issue tracking, change management and requirements ... accounting systems.Skill in:Presentation skills, status reporting/dashboards, and updating of senior team members onoverall project health.Project management ,… more
- USAA (Tampa, FL)
- …Representatives.Positioned in the first line of defense to ensure the overall effectiveness of risk and compliance management programs, risk analytics ... the business. This role will partner and collaborate with Compliance and Risk Management , as...planning, execution, and implementation phases for effective and timely risk remediation.Advises senior management on… more
- Achieva Credit Union (Largo, FL)
- …Reviewed Financial Statements.3) Portfolio management Accountable for overall portfolio management , compliance and risk . Monitors direct and operating ... with member support and product teams as well as senior management . Must be knowledgeable of financial...conditions that impact our customers and the Credit Union's risk exposure, including regulatory compliance , via annual… more
- Protiviti (Tampa, FL)
- …Microsoft Dynamics D365 for Supply Chain and/or Microsoft Dynamics AX2012.Role-related skillAssessing risk utilizing Governance, Risk and Compliance products ... JOB REQUISITIONMicrosoft Dynamics 365 Security Architect Senior ManagerLOCATIONATLANTA - PEACHTREE RDADDITIONAL LOCATION(S)CHICAGO, MIAMI, PRO TAMPA, WASHINGTON DC -… more
- USAA (Tampa, FL)
- …are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures.What you have:Bachelor's Degree ... be a part of what makes us so special!As a dedicated Instructional Designer Senior , you will Partner with Fraud Operations business leaders to ensure fraud learning… more
- USAA (Tampa, FL)
- …of what makes us so special!The OpportunityAs a dedicated Audit Manager - Operational Risk Management /Fraud Risk , you will lead and implement complex audit ... ability to deal with challenging priorities.What sets you apart:Internal Audit experience.Operational Risk Management framework and/or Fraud Risk … more
- Citigroup, Inc (Tampa, FL)
- The Senior Auditor is an intermediate level role responsible for managing a small team in performing moderately complex audits and assessments of Citi's risk and ... discussing practical cross-functional solutionsRecommend appropriate and pragmatic solutions to risk and control issuesApply understanding of internal audit standards,… more
