- Raymond James Financial, Inc (St. Petersburg, FL)
- …Partner with other functional areas to accomplish objectives.* Access compliance procedures, regulatory reporting , and regulatory exam results.* Demonstrate ... Investments Group ("AIG") Operations team, Raymond James Financial Advisors, senior leadership within PCG Investment Products and Global Wealth Solutions,… more
- Raymond James Financial, Inc (St. Petersburg, FL)
- …issues, financial advisor support, analysis around products, and/or under more senior direction assisting in setting strategy around product pricing strategy, ... Extensive contact with internal (ie, financial advisors, other team members, senior leadership, etc.) and external (ie, product issuers, product sponsors, industry… more
- Citigroup, Inc (Tampa, FL)
- …book of work, maintaining a CISO strategy aligned with industry and regulatory requirements, and CISO's performance management processes to ensure key IS metrics ... the expansion of the CISO QA program including approach design, development, implementation, reporting , and analysis of the data. The team member in this role deals… more
- Citigroup (Tampa, FL)
- The Financial Reporting Senior Analyst position...and implement for reporting . * As new regulatory developments occur, the analyst will analyze ... is an integral member of the Corporate Regulatory Reporting Group (CRR). The Corporate ...release, 10-Q/10-K disclosures, preparation of Board of Directors and Senior Management Presentations and Analyst Packages, maintenance… more
- Citigroup (Tampa, FL)
- The Lead Analyst position is an integral member of the Global Regulatory Reporting (GRR). This is a high-profile function, providing financial information to ... such as loans, securities, deposits and derivatives, incorporating the understanding of regulatory reporting along with financial analysis in order to… more
- Citigroup (Tampa, FL)
- The Senior Lead Analyst position is an integral member of the Global Regulatory Reporting Group (GRR). The GRR Group is a high-profile function, ... such as loans, securities, deposits and derivatives, incorporating the understanding of regulatory reporting along with financial analysis in order to… more
- Citigroup (Tampa, FL)
- The Internal Audit (IA) Regulatory & Exam Management Sr . Analyst plays an important role on the North America IA Regulatory Management team. The Sr . ... multiple sources, in addition to building PowerPoint presentations. The Sr . Analyst is an experienced professional role...reporting on the status of IA's validation of regulatory issues, regulatory deliverables, and meetings with… more
- Citigroup (Tampa, FL)
- …impacting the FR Y-14 reporting . This role is part of the Global Regulatory Reporting Controllers function that has oversight and ownership of the FR Y-14 ... Schedule Owners, Country/Product Controllers, Technology, Finance, and counterparts in Global Regulatory Reporting . **Responsibilities:** + Prepares the FR Y-14Q… more
- Citigroup (Tampa, FL)
- The Finance Reporting Senior Analyst is an...etc.) based on requirements such as US GAAP, US Regulatory , and local statutory reporting + Assist with ... business/financial transactions, reports and statements in accordance with local regulatory guidelines. **Responsibilities:** + Support the analysis and submission… more
- Citigroup (Tampa, FL)
- …(ERA) group in Citi Risk Management and is broadly responsible for internal and regulatory (ie, CCAR and ICAAP) stress testing at Citi with emphasis on scenario ... existing processes or implement new functions to meet the new business and regulatory requirements. + Be able to review multiple requirements from different client… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing - Branch Examinations team responsible for ... first and second line of defense. The Compliance Testing Sr . Analyst performs risk-based testing of Citi's...reporting activities. + Experience in planning, executing, and reporting on compliance testing reviews and regulatory … more
- Citigroup (Tampa, FL)
- The NAM Payroll Issue Management Sr Analyst is a seasoned payroll subject matter expert driving the Risk & Controls agenda, implementing, and monitoring control ... an accurate, clear, and concise manner to enable detailed risk analysis and Senior Management Reporting + Representing payroll team by effectively communicating… more
- Citigroup (Tampa, FL)
- …people make all the difference in our success. The NAM Payroll Change Management Sr Analyst is a seasoned payroll subject matter expert. Applies in-depth ... affected by the performance of the individual. **Responsibilities:** + The Payroll Sr Analyst performs business analysis support for NAM Payroll Operations… more
- Citigroup (Tampa, FL)
- The Operational Risk Sr Analyst is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and ... Ensures the Operations Team is in compliance with all regulatory policies and procedures. + Additional duties as assigned...of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately… more
- Citigroup (Tampa, FL)
- The Sec & Derivatives Sr Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch ... of new techniques and streamlining securities processing activities + Daily regulatory reporting (TRACE/MSRB) exception management + Daily reconciliation and… more
- Citigroup (Tampa, FL)
- The Compliance AML Intel Sr Analyst , is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques ... reports and Suspicious Activity Reports (SARs) where appropriate; present findings to senior management and advise on next steps. + Execute due diligence… more
- Bank of America (Tampa, FL)
- AML Refresh Ops - Ops Sr Analyst MKTS Tampa, Florida **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... reports and liaises with internal partners to ensure proper client reporting and assist with regulatory reporting + Escalates potential risks and exposures… more
- Citigroup (Tampa, FL)
- …cyber risks are managed, mitigated, and aligned with our risk appetite. The Tech/Cyber Risk Sr Analyst is part of the Finance and Data Technology second line of ... address root causes which may lead to unintended operational losses or regulatory breaches. TCCORO provides the specialist subject matter experts to challenge… more
- Citigroup (Tampa, FL)
- The Model/Anlys/Valid Sr Analyst is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and ... documentation in accordance with model risk management policy and regulatory guidelines. + Identifies modeling opportunities that yield measurable improvement.… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for ... executing, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or… more
