- BMO Financial Group (New York, NY)
- …- 3 days in the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer ... more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 219504 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... more
- Mizuho Corporate Bank (New York, NY)
- …Further, the team plays a key role (in collaboration with legal, compliance , IT, etc) in the analysis, requirements specifications, and implementation of new ... more
- Citigroup (New York, NY)
- …support an extensive range of Capital Markets products and services including: + Fixed Income (FX, Rates, Credit, Muni, Cash and Derivatives) where Citi is ... more
- HSBC (New York, NY)
- …communities and the planet we all share. As our Equities Non-Financial Risk Officer , you will oversee the non-financial risk and conduct framework within the ... more
- Wellington (New York, NY)
- … infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Senior Analyst will be a member of the Legal, ... more
- TD Bank (New York, NY)
- …for your business area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to business ... more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary Reporting to the Chief Investment Officer , the Managing Director of Investments takes a significant role in the strategy development and investment ... more
- PSEG (Newark, NJ)
- …to the VP and Assistant Controller - Tax. * Present key issues to Senior Finance leaders, including Chief Accounting Officer , SVP - Finance, CFO, Treasurer ... more
- PSEG (Newark, NJ)
- …roles that have specific onsite requirements and are typically onsite daily. Hybrid fixed are roles that are a blend of onsite work/in-person interactions with some ... more
- Wellington (New York, NY)
- …Governance team, to the fund's Board of Trustees, and the funds' Chief Compliance Officer + Providing analysis of applicable regulatory developments, managing ... more
- JPMorgan Chase (Jersey City, NJ)
- …applications, and your excellent communication skills to collaborate effectively with senior business members. **Job Responsibilities:** + Ensure compliance with ... more
- Neuberger Berman (New York, NY)
- …Platform, and Client Services. Reporting directly to Neuberger Berman's Chief Technology Officer and serving as a member of the Global Technology Management Team, ... more