- Bank of America (Charlotte, NC)
- Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York; Chicago, Illinois; Plano, Texas **Job ... Enterprise Privacy is a global team of subject-matter experts responsible for Compliance & Operational Risk coverage of Data Privacy across the enterprise… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common ... job is responsible for executing second line of defense compliance trade surveillance and operational risk...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Enterprise Architecture Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** ... power to make a difference. Join us! **Job Description:** Risk manager will be responsible for assessing...job is responsible for executing second line of defense compliance and operational risk oversight… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing Shared ... a timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per requirements.… more
- US Bank (Charlotte, NC)
- …self-identification of business and operational issues and to design and implement operational risk and compliance assurance solutions that mitigate ... excel at-all from Day One. **Job Description** The Payments Risk Senior Issue Management Manager is responsible...and providing ongoing support for the Bank's global governance, operational risk and compliance (GRC)… more
- Wells Fargo (Charlotte, NC)
- …role:** Wells Fargo is seeking a Senior Audit Manager (SAM) on our Corporate Risk Compliance Audit Team. This SAM will be responsible for the oversight audit ... Risk organization, focused on monitoring and validation of non-regulatory issues for Compliance Risk ; Operational Risk ; Strategic Enterprise Risk … more
- US Bank (Charlotte, NC)
- …assessments, including: + Business/Product Change Risk Assessments (PRISM) + Enterprise Compliance Risk Assessments (ECRA) + Compliance Approval Tool ... Partners with leaders in their assigned Line of Business, Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers...agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Technology Lead Analyst has an exciting opportunity ... a part of the build and implementation of Independent Risk Review and Assessment's operational risk...include working with the business lines and other Technology, Risk , Compliance , and Audit professionals across the… more
- US Bank (Charlotte, NC)
- …new skills and discover what you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Analyst has an exciting opportunity to be a ... part of the build and implementation of Independent Risk Review and Assessment's operational risk...responsibilities include working with the business lines and other Risk , Compliance , and Audit professionals across the… more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , AML Financial Crime ... law enforcement referrals, proactive initiatives, 314a/314b, and internal referrals. The Senior Manager , AML Financial Crime Risk Investigation (US) develops and… more
- TD Bank (Charlotte, NC)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk ... and Technology teams on payment screening issues. + Proactively identify regulatory compliance and operational issues with payment screening and implement… more
- Truist (Charlotte, NC)
- …all transition activities are aligned with the bank's strategic goals and compliance standards. Post-transition, the Centralized Service Manager will continue to ... manage ongoing vendor relationships, oversight and oversee compliance , risk management, and continuous improvement initiatives. Serve as a single point of… more
- TD Bank (Charlotte, NC)
- …enhancements to the Risk Assessment Methodology and processes. The FCRM US Risk Assessment ABAC Senior Manager will lead the execution of the ABAC ... 1LoD and 2LoD functions, and business lines. The Senior Manager , Financial Crime Risk Oversight oversees the...knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with… more
- TD Bank (Charlotte, NC)
- …and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as applicable to ... Risk Management **Job Description:** The **Senior Group Risk Specialist, Senior RCSA Manager ** is a...issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk … more
- TD Bank (Charlotte, NC)
- …oversight, advisory support/services and act as an oversight function related to TD's enterprise/ operational Risk programs. Acts as a thought leader for all ... more specific details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Manager ...+ Meets with business partners and leaders to determine Risk strategies and compliance culture + Takes… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Risk Management **Job Description:** The **Senior Group Risk Analyst, RCSA Manager ** provides a broad range of research, analysis, ... rollout of a multi-year initiative to transform TD Banks' risk assessment practices. The **RCSA Manager ** supports...or relevant loss data + Establishes and provides regular risk analysis and reporting on operational loss… more
- Wells Fargo (Charlotte, NC)
- …initiatives for new and existing models, large-scale technology changes, as well as operational risk and compliance programmatic changes and implementation. ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- US Bank (Charlotte, NC)
- …program owners. **JOB FUNCTION & RESPONSIBILITIES** + Ensure RM&C, as a business line, is in compliance with key operational risk and compliance risk ... has an excellent opportunity for a Business Line Senior Risk Manager . The Senior Risk ...of key enterprise risk programs for the Risk Management and Compliance (RM&C) Business Line… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Risk Management Framework and relevant policies and procedures. + Strong operational risk management knowledge and practical application (eg issues… more