- USAA (Charlotte, NC)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing (ECORT)Analyst Lead-CFO to work a hybrid ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + Expert knowledge of… more
- USAA (Charlotte, NC)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Charlotte, NC)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under the ... papers to support conclusions. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Bank of America (Charlotte, NC)
- …of current industry standards to develop innovative approaches to testing of operational and compliance risk . * Pro-actively work with stakeholders ... data in various storage solutions * Experience in operational and compliance risk related testing * Strong stakeholder engagement skills with ability to… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... This job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (Charlotte, NC)
- Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York; Chicago, Illinois; Plano, Texas **Job Description:** ... is a global team of subject-matter experts responsible for Compliance & Operational Risk coverage...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Desired Skills** : + In depth knowledge of… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Technology. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function,… more
- Bank of America (Charlotte, NC)
- … Lead to join our team to support Global Compliance Operational Risk (GCOR) Chief Financial Officer (CFO) group testing portfolio. This role is integral ... to source testing data, and collaborating with Compliance and Operational Risk officers...Quality Testing Lead works closely with Global Compliance Operational Risk (GCOR), teammates… more
- US Bank (Charlotte, NC)
- …a part of the build and implementation of Independent Risk Review and Assessment's operational risk testing program. Operational Risk Management ... and stress testing across the Company. The Operational Risk Review (ORR) Analyst ("Analyst") is...responsibilities include working with the business lines and other Risk , Compliance , and Audit professionals across the… more
- US Bank (Charlotte, NC)
- …a part of the build and implementation of Independent Risk Review and Assessment's operational risk testing program. Operational Risk Management ... and stress testing across the Company. The Operational Risk Review (ORR) Technology Lead Analyst...include working with the business lines and other Technology, Risk , Compliance , and Audit professionals across the… more
- US Bank (Charlotte, NC)
- …Issues sources include First, Second and Third Lines of Defense. The Payments Risk and Compliance Issue Management Lead is responsible for facilitating the ... a focus on outcomes. + Collaborate with Business Leaders, Business SME's, Control, Compliance , Ops Risk , Legal, and other partners to document Self-Identified… more
- TD Bank (Charlotte, NC)
- …screening issues, including list management and rules + Proactively identify regulatory compliance and operational issues with the lists and implement solutions ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Senior Investigator… more
- Bank of America (Charlotte, NC)
- …Laundering (GB & GM AML) organization and program. This role requires a strong operational risk and compliance background, and understanding of AML ... for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and… more
- Bank of America (Charlotte, NC)
- …documents, and escalates defects identified during testing , working closely with Compliance and Operational Risk officers and/or Front Line Unit ... and escalating defects, preliminary reporting and analysis of results, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit… more
- TD Bank (Charlotte, NC)
- …and Technology teams on payment screening issues. + Proactively identify regulatory compliance and operational issues with payment screening and implement ... identification and due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Manages and provides oversight… more
- Deloitte (Charlotte, NC)
- …prioritize business, operational , regulatory, and technology risks as well as risk mitigation strategies for our clients + Understand the impact of key ... complex ideas clearly and persuasively across a variety of strategic, operational , technological, and risk management matters. Required Qualifications +… more
- Bank of America (Charlotte, NC)
- …Join us! **Job Description:** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique ... issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is an individual contributor within the Sanctions… more
- Wells Fargo (Charlotte, NC)
- …is seeking a Senior Independent Testing Specialist to support the Independent Testing & Validation (IT&V) Operational Risk Assurance team. Learn more ... training, military experience, education **Desired Qualifications:** + Experience with control testing , operational risk management, technology and data,… more