• Electronic Trading

    Wells Fargo (Charlotte, NC)
    …Wells Fargo Securities "Markets" COO Group that will support the Electronic Trading and Product Management organization. The individual will collaborate ... in a fast-paced environment as well as strong relationship management , influencing, vision and execution skills. The role requires...role, you will:** + Develop strategic vision across all Electronic Trading and Product Business… more
    Wells Fargo (11/06/24)
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  • Senior Compliance Officer- Surveillance…

    Truist (Charlotte, NC)
    …Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such as electronic communication surveillance, and ... function within the Compliance team which includes but not limited to project management , new product reviews, and daily surveillance activities. 5. Work… more
    Truist (10/11/24)
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  • Software Engineer Senior - Capital Markets

    Truist (Charlotte, NC)
    …cycle - pre and post trade - including trading on electronic platforms, order and execution management , clearing and settlement, regulatory requirements, ... all project work. Consult and partner with the business product owners to understand the end goal and offer...capabilities or integration products to customize or generate a product . + Domain experience and expertise includes the entire… more
    Truist (11/08/24)
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  • GCO Regional Supervisor-FINRA *Series 4, 7, 24,…

    Truist (Charlotte, NC)
    …and escalate complex matters to Team Lead, manager and/or Regional Sales Management . Review of Electronic Correspondence/Social Media Review to ensure compliance ... that are performed. + Supervisory responsibility for Broker Dealer trading activity. + Provide oversight and support for open...skills and ability to build rapport with advisors, sales management and product managers. + Sound investigative… more
    Truist (10/26/24)
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