- Deloitte (Charlotte, NC)
- …laws and regulations + Provide strategic guidance and technical assistance for audit preparation and remediation efforts (eg, develop integrated enterprise ... + Consulting experience in any of the following areas: business process improvement , financial management policies and procedures, financial system… more
- Truist (Charlotte, NC)
- …execution of risk program requirements. Execute, facilitate and/or monitor execution of Audit & Regulatory Program requirements within CCS. Provide risk advice and ... and report risks for CCS. Identify and opine on remediation to address weaknesses related to inadequate or failed...in the development and support of the Regulatory & Audit program including guiding the requirements review through partnership… more
- USAA (Charlotte, NC)
- …required may be substituted in lieu of a degree. + 6 years of audit or controls experience in a financial services or technology/information security ... At USAA, we have an important mission: facilitating the financial security of millions of US military members and...what makes us so special! **The Opportunity** Our dedicated ** Audit Manager - IT** , leads and executes complex… more
- Truist (Charlotte, NC)
- …equivalent education and related training 2. Ten years of experience in a financial institution with emphasis on risk management, audit , operations, process ... and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Financial Controls Analyst to support our Technology ITAC team. This team supports the firm's maintenance of an ... by performing testing of information technology (IT) automated internal controls over financial and regulatory reporting that are designed to meet regulatory and… more
- PNC (Charlotte, NC)
- …all work to recommend closure of regulatory MRAs (Matter Requiring Attention) and audit issues. This will involve creating the remediation testing plan, deep ... company's success. As a Quantitative Analytics/Modeling Consultant Sr. within PNC's Internal Audit organization, you can be based in Pittsburgh, PA; Cleveland, OH;… more
- Truist (Charlotte, NC)
- …or equivalent education and related training 2. Eight years of experience in a financial institution with emphasis on risk management, audit and/or line of ... by ensuring identification of control failures and ensuring risk and compliance remediation . Serve as partner to business leaders for regulatory exams, and monitor… more
- Truist (Charlotte, NC)
- …equivalent education and related training + Ten years of experience in a financial institution with emphasis on risk management, audit , operations, process ... and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and… more
- Truist (Charlotte, NC)
- …staff and Tech Delivery Leaders and teams to ensure tasks and risk remediation is calendared, delivered on time and include sustainable governance routines. Focus on ... correlate and report risks for assigned Business Unit. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and… more
- Resideo (Charlotte, NC)
- …with policies, and adherence to regulatory requirements with a focus on our financial systems and infrastructure. + Formulate and execute risk-based audit plans ... to address critical areas of risk within the company's financial systems, encompassing financial , operational, and compliance risks. + Review complex IT… more
- Truist (Charlotte, NC)
- …that all significant controls owned by Enterprise Technology that could impact financial reporting are identified and testing is performed to evaluate the operating ... of the Sarbanes-Oxley Act of 2002 (SOX) and the Federal Deposit Insurance Corporation Improvement Act of 1991 (FDICIA). This risk advisory role will serve as the… more
- Truist (Charlotte, NC)
- …and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Candidate will have proven experience with Technology Engineering and/or Technology Operations and… more
- Wells Fargo (Charlotte, NC)
- …Fargo is seeking a highly motivated individual with a strong understanding of financial reporting governance and controls to join our Governance and Oversight team ... Oversight team has enterprise-wide exposure to key stakeholders within the external financial reporting infrastructure and is a component of the Enterprise Controls… more
- US Bank (Charlotte, NC)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... the other days.** Partners with their assigned Line of Business, other Risk/Compliance/ Audit (RCA) professionals, and RCA Managers to, depending on their function,… more
- Wells Fargo (Charlotte, NC)
- …testing, prioritizing high-risk areas and ensuring the stability and security of critical financial systems. + Liaise with internal audit , risk management, and ... strategy, execution, and quality assurance initiatives across all banking and financial services applications. The Leader will oversee a global team dedicated… more
- USAA (Charlotte, NC)
- …that really matters. At USAA, we have an important mission: facilitating the financial security of millions of US military members and their families. Not all ... with Compliance and Risk Management, as well as Business Operations, IT, Audit Services, and Regulators to support risk and compliance-based initiatives. Responsible… more
- Truist (Charlotte, NC)
- …integrate, correlate and report risks for Finance. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Following is a summary of the essential functions...update, monitor and track controls, including those aligned to Financial Reporting, Accounting and Tax. + Foster a spirit… more
- Truist (Charlotte, NC)
- …risks for assigned areas of a Business Unit. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and systems, ... or external events and ensure effective remediation . Following is a summary of the essential functions...and regulatory requirements. + Foster a spirit of continuous improvement and offer recommendations to refine and/or enhance monitoring… more
- Regions Bank (Charlotte, NC)
- …areas + Provides risk management consultation for risk identification, defines remediation efforts, and evaluates control design and effectiveness for problem/issue ... and presenting leadership with recommendations to resolve any gaps + Develops improvement approaches across the Bank that are holistic, and customer focused +… more
- Wells Fargo (Charlotte, NC)
- …and Compliance subject matter expert for the Fixed Income Electronic Trading, Non- Financial Regulatory Reporting (eg TRACE, SDR), and 3rd party compliance programs. ... and appropriate committees + Identify and recommend opportunities for process improvement and risk control development + Receive direction from leaders and… more