- Truist (Charlotte, NC)
- …experience that includes complex financial analysis. Familiarity with GAAP and regulatory reporting . 3. Ability to work independently with minimal guidance. ... of Directors, Investor Relations, and various regulatory agencies. Coordinates financial analysis and reporting process workflow within team. Provide… more
- Truist (Charlotte, NC)
- …Regulatory Capital Policy and Interpretation. Provide guidance to, among others, Regulatory Reporting , Controllers, Corporate Treasury and Front Office with ... respect to understanding, applying, and reporting Risk Weighted Assets (RWA) and Regulatory ...Provide financial analysis for projects/initiatives with potential financial reporting impact. Review and analyze summary… more
- Truist (Charlotte, NC)
- …modeling and validation. Coordinate preparation and validation/approval of financial information provided to Internal/External/ Regulatory Reporting ... use in 10-Q/10-K, Call Reports, Y-9C and Pillar 3 reporting , among others. Provide financial analysis and...constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. 2. Senior Financial Manager role… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader and subject matter ... aligned ERM Program Managers and the Chief Strategic Risk Officer in the planning and execution of related risk...liaising with key internal stakeholders in the preparation and reporting for management, executive and/or board level committees to… more
- City National Bank (Charlotte, NC)
- …AML expert in cross-function evaluation of policies, procedures and controls from a regulatory , financial and reputational perspective. + Develops new or updates ... **BSA/AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS THE OPPORTUNITY?**...Working knowledge of laws and regulations related to the Financial Services Industry. + Experience with governmental regulatory… more
- Truist (Charlotte, NC)
- …strategic risks within those ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is based upon scope, complexity ... Control Functions through the effective identification, mitigation, monitoring and reporting of operational, technology, compliance and strategic risks within the… more
- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** Truist Risk Officer II (Risk Officer ) is responsible for the development, delivery, ... Code of Ethics, Conduct and Conflicts of Interest risk. The Risk Officer will develop meaningful, relevant, and well-supported risk management protocols and routines… more
- City National Bank (Charlotte, NC)
- …or equivalent + Minimum 7 years of lending, compliance, and regulatory reporting . + Minimum 5 years of financial services experience **Skills and Knowledge** ... **COMPLIANCE OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** The Senior...controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory… more
- Truist (Charlotte, NC)
- … Oversight, Corporate Treasury, or Investment Banking. 3. Familiarity with regulatory reporting management or ALM management and forecasting applications ... 2. Minimum five years of experience (with demonstrated career progression) in financial institution Risk Management, Regulatory Oversight, Corporate Treasury, or… more
- Wells Fargo (Charlotte, NC)
- …business/regional reporting , Treasury support activities, SEC and regulatory reporting , and internal control frameworks for financial reporting . **In ... understand direction and escalate issues, where necessary + Exposure to bank financial reporting requirements, such as familiarity with CCAR related processes… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part of **Corporate &...to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements + Oversee the Front… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... this role:** Wells Fargo is seeking a Lead Compliance Officer on the Credit Card Compliance Team as part...to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements. + Oversee the Front… more
- Dentsply Sirona (Charlotte, NC)
- …company's worldwide accounting activities, internal control processes, internal and external financial reporting , and accounting policies. + Provides guidance ... are looking for an experienced and talented **Chief Accounting Officer (CAO)** to join our team. The CAO will...direction and establishes policies with respect to accounting and financial reporting (10-K/10-Q). This includes keeping abreast… more
- Wells Fargo (Charlotte, NC)
- …& Reporting , and Control Programs. The Lead Control Management Officer supports these functions in the Operational Risk organization in their responsibility ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Bank of America (Charlotte, NC)
- …to Top of House (TOH) and Line of Business (LOB) specific reports or regulatory related reporting . Represent Enterprise Credit ("EC") in the leveraged finance ... Credit Risk Officer -Corp/Comm-Leveraged Finance US Charlotte, North Carolina;New York, New...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- Truist (Charlotte, NC)
- …review the following job description:** Operational Risk Governance and Transformation Officer is primarily responsible for execution of Operational and Model Risk ... actions to inform risk execution activities. 3. Execute processes and reporting for a highly effective governance function appropriately tailored to Operational… more
- City National Bank (Charlotte, NC)
- **CREDIT RISK REVIEW OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is ... recommend and effect process changes regarding credit risk management activities, regulatory issues related to credit risk, credit policy, and general credit… more
- City National Bank (Charlotte, NC)
- **INTERNAL CONTROLS OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective oversight ... to significant operational risk remediation activities. The ORM Remediation Senior Officer is responsible for challenging the quality, sufficiency, and completeness… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... role:** Wells Fargo is seeking a Lead Enterprise Risk Officer to join the Climate Risk Oversight team, part...to others + Partner with managers to deliver risk reporting to executive management, committees, and Board of Directors… more
- Bank of America (Charlotte, NC)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided ... by a common purpose to help make financial lives better through the power of every connection....evaluation of Problem Assets, some limit approval authority and reporting of capital markets credit risk. The Counterparty Credit… more