- Truist (Charlotte, NC)
- …with and oversee the preparation of regular analysis and reporting of control monitoring and control testing results. 8. Make recommendations and provide ... and controls . 4. Incorporate results of quality monitoring activities, 2nd line testing , SOX ...monitoring activities, 2nd line testing , SOX testing and complaints reporting in control environment… more
- Truist (Charlotte, NC)
- …1. Test internal controls timely to ensure adherence to established GCO timeframes. 2. Ensure effective and appropriate testing , validation, and ... America) **Please review the following job description:** Responsible for executing testing and/or compliance monitoring indicators for assigned business… more
- Truist (Charlotte, NC)
- …may change from time to time. 1. Develop and design framework for execution of control monitoring and testing of all risk types within business units ... internal controls . 4. Incorporate results of quality monitoring activities, 2nd line testing , SOX ...of regular analysis and reporting of control monitoring and control testing results.… more
- Truist (Charlotte, NC)
- …risk results and escalate material concerns to GCO Leadership. 7. Execute control monitoring and testing activities to assess effectiveness of ... control environment. 8. Manage, update, monitor and track controls , including those aligned to SOX and regulatory requirements. 9. Support the execution of risk… more
- Truist (Charlotte, NC)
- …units for compliance monitoring processes. Provide support for compliance and control specific projects, internal control testing , regulatory exams, ... programs will include, but are not limited to, monitoring or testing of key controls...representatives to determine appropriate corrective action plan. + Identify control weakness or key indicators exceeding risk limits. Coordinating… more
- Truist (Charlotte, NC)
- …and refine analytical tools as appropriate to support assessments of risk. + Execute control monitoring and testing activities to assess effectiveness of ... control environment. + Manage, update, monitor and track controls , including those aligned to Financial Reporting, Accounting and Tax. + Foster a spirit of… more
- Truist (Charlotte, NC)
- …job description:** A member of the line of business Governance and Control Office leadership team, responsible for driving key risk governance and reporting ... BU for all regulatory reporting and activities, inclusive of quarterly monitoring preparation and materials, exam preparation with materials development and meeting… more
- Truist (Charlotte, NC)
- … environment to minimize risk exposure. Testing resource to perform Internal Control and Compliance Monitoring for the Wholesale Governance and Controls ... (SME's) and BURM peers for guidance and input. In addition to Internal Control Testing , specific day-to-day responsibilities may include the following however… more
- Truist (Charlotte, NC)
- …and refine analytical tools as appropriate to support assessments of risk. + Execute control monitoring and testing activities to assess effectiveness of ... control environment. + Manage, update, monitor and track controls , including those aligned to SOX and regulatory requirements. + Foster a spirit of continuous… more
- Truist (Charlotte, NC)
- …Defense partners regarding activities, trends, and events identified through control monitoring activities. **QUALIFICATIONS** **Required Qualifications:** The ... measurement, and monitoring of business processes and activities. 2. Execute testing , root cause analysis, examine key risk metrics to evaluate the effectiveness… more
- Truist (Charlotte, NC)
- …internal stakeholders and governance forums (eg Business Unit Leadership, Governance and Controls Office ( GCO ) Leadership, Business Unit Chief Risk Officer ... matter expert to support the design, development, implementation and ongoing monitoring of two important Enterprise Risk Management (ERM) Programs, namely Strategic… more
- Truist (Charlotte, NC)
- …redundancies and duplication. + Partner with the GCO team to ensure process and control development, control testing , and GCO assessments are aligned ... detection/prevention systems, network operating systems, identity management, database activity monitoring , encryption, content filtering, and Mainframe security 3. Previous… more