- Bank of America (Charlotte, NC)
- …building out actions plans and milestones. The Enterprise Credit (Commercial) Issues & Exam Management Business Control Manager will support the Line of ... Issues and Exam Management - Business Control Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose… more
- Wells Fargo (Charlotte, NC)
- …by several shared function support teams through risk and issue governance, exam management , systems and technology support, capacity and site planning, ... partners to support the company in managing conduct-related issues . The team leads the Insider Threat and Conflicts...Management , Computer Science, Management and Risk Management or related business field **Job Expectations**… more
- Bank of America (Charlotte, NC)
- …risks + Escalates financial crimes related compliance and operational risks and issues to appropriate governance routines, management /board level committees + ... well as Bank of America Private Bank and Consumer Investments/Merrill Edgeand issues to appropriate governance routines, management /board level committees. +… more
- Wells Fargo (Charlotte, NC)
- …education **Desired Qualifications:** + 7+ years of Financial Services experience in risk management + Successfully completed FINRA Series 7 exam to qualify for ... Wells Fargo is seeking a Senior Lead Business Execution Consultant to join the Client Relationship...large-scale projects related to front-line regulatory initiatives and risk management . CRG is a Center of Excellence within Wealth… more
- Fujitsu (Charlotte, NC)
- …deliver multi-cloud solutions on the Salesforce Platform that deliver the optimal business value for the customer. This includes the assessing viable solution ... to clients, formulating, and presenting solution options to various levels of management , perform fit-gap analysis of customers current state with industry &… more
- DA Davidson Companies (Charlotte, NC)
- …The position will facilitate Change Management discussions with Wealth Management , Operations, and other impacted departments, build business requirements ... obtained through education and job experience within the Financial Wealth Management industry to analyze, maintain, implement, and continuously support and improve… more
- Truist (Charlotte, NC)
- …risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership with ... change from time to time. 1. Engage in risk management activities with the line of business ,...governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business … more
- Synchrony (Charlotte, NC)
- …of risk through detective surveillance controls + Provide guidance for effective issues management across Finance, ensuring appropriate transparency into issue ... of defense activities such as process policy governance, risk assessments, issue management , remediation program adherence, and exam readiness. The role will… more
- Bank of America (Charlotte, NC)
- …engagement and enterprise-wide standards. This includes assisting with the management of regulatory examinations, inquiries and meetings. Additional responsibilities ... Relations GRR and Front Line Unit / Control Function FLU/CF during the management of exams, inquiries and other regulatory matters in accordance with enterprise-wide… more
- Bank of America (Charlotte, NC)
- …(AEIC), secondary reviews of transaction testing completed by other examiners and issues management . Manages field work capacity for exams to ensure ... plans for new examiners + Provide periodic updates to business heads and executive management , including communication..., including communication of examination and monitoring results, new issues and emerging risks + Issue management ,… more
- City National Bank (Charlotte, NC)
- …a plus. + Experience communicating and interacting with regulatory agencies, including exam management and other regulatory affairs. + For Banking Compliance ... assessment of compliance regulations, identifying risks and controls, monitoring business unit control environment, drafting and maintaining remediation plans and… more
- Truist (Charlotte, NC)
- …as other Committees, as applicable. 10. Assist with Audit and Regulatory Exam management . 11. Assist in thematic review of issues to identify items that ... the regulatory reporting production teams on program requirements for regulatory changes, issues management , risk acceptances, key performance and key risk… more
- Federal Reserve Bank (Charlotte, NC)
- …risk and complexity of the firm. + Prepare presentations for Reserve Bank management on examination conclusions, supervisory issues , emerging risks, or specific ... identifying risk and material concerns. + Demonstrated ability to assess front-line business unit, independent risk management and oversight functions for the… more
- Truist (Charlotte, NC)
- …risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership with ... change from time to time. 1. Engage in risk management activities with the line of business ,...governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business … more
- City National Bank (Charlotte, NC)
- …with deadlines. + Experience communicating and interacting with regulatory agencies, including exam management and other regulatory affairs. + For Banking ... risk management function. This role is responsible for monitoring business area compliance with applicable commercial banking laws and regulations; and ensuring… more
- Bank of America (Charlotte, NC)
- …of credit issues . Helps business partners balance their business strategy with appropriate risk management controls. Contributes to the development, ... application of risk based practices by defining scope, program, and review and exam procedures. Exercises judgment and influences senior business managers and… more
- Pearson (Statesville, NC)
- …VUE provides a full suite of services from test development to data management and delivers exams through the world's most comprehensive and secure network of ... millions of individuals every year. Pearson VUE is a business of Pearson, the world's leading learning company with...Test Administrator position is responsible for providing a secure exam delivery and superior customer service in a comfortable… more
- Truist (Charlotte, NC)
- …legal requirements, quality assurance, policy and procedures oversight, control oversight, issues management , redress management , and change risk ... to optimize executional excellence and promote exceptional operational risk management . Maintain specialization and expertise in specific areas of...guide structure for build out and adherence to CFPB Exam Request for DFS & RAC Product Refunds and… more
- Bank of America (Charlotte, NC)
- …test execution and system(s) of record required and is able to translates business strategy into work programs and processes. The Testing Manager IC is accountable ... discipline, controls and culture are in place to identify, escalate and debate issues . + People Manager & Coach: Provides inspection, coaching and feedback to… more
- Deloitte (Charlotte, NC)
- …and creative federal tax professional who likes solving complex federal tax issues across multiple jurisdictions and countries? Do phrases like "accounting for ... these questions, you should consider a career in Deloitte's Business Tax Services practice! What You'll Do As a...engagements. + Advising clients on a variety of tax issues including accounting for income taxes, FTA (periods, methods… more