- Wells Fargo (Charlotte, NC)
- …Risk as part of **Corporate & Investment Banking (CIB) Compliance .** As the Lead Compliance Officer , you will support the business aligned compliance ... supporting one of the following coverage areas: + Business Aligned Compliance Officer (BACO) for the Strategic Relationship Management Team, and Compliance… more
- TEKsystems (Charlotte, NC)
- About this role: + Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are aligned ... leaders to get the information they need to fully understand potential downstream compliance impacts/risks. + Leads will need to have a financial services experience… more
- TEKsystems (Charlotte, NC)
- About this role: + Senior Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are ... scenarios they are presented while learning the company's specific approach for Compliance risk management, eg Major Compliance Requirement (MCR) versus… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn ... and controls according to standards and other applicable policies. The Senior Lead Independent Testing Officer role will provide strategic management, support… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) Consumer, Small & Business Banking ... the Enterprise Testing methodology, standards, and executing group specific testing. The Lead Independent Testing Officer will be responsible for executing… more
- Wells Fargo (Charlotte, NC)
- …we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer for Corporate Risk Control team within the Control ... Control Policy (ICP) requirements, and Quality Control and Quality Assurance. This Officer will serve as a key individual contributor and must have demonstrated… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... to benchmark and share best practices. + Participate and/or lead regular meetings with peers to build and maintain...+ 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a… more
- Wells Fargo (Charlotte, NC)
- …invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our Financial Crimes Operations utility ... to the relevant business group and enterprise function + Lead the strategy and resolution of highly complex current...more areas of risk including, Operational Risk, Technology or Compliance roles aligned to these groups + Experience in… more
- Wells Fargo (Charlotte, NC)
- …we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control Management team. This ... security controls (example: IAM), Model risks, Third party risks, Regulatory compliance , etc. + Direct experience executing the Risk Control Self-Assessment (RCSA)… more
- US Bank (Charlotte, NC)
- …and internal requirements. This position will report directly to the USBAM Chief Compliance Officer . **_The role offers a hybrid/flexible schedule, which means ... creation, implementation, and maintenance of an effective risk management framework. Lead projects and/or activities that ensure compliance with applicable… more
- Wells Fargo (Charlotte, NC)
- …(https://www.wellsfargojobs.com/career-areas/) **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support Capital Markets ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Senior Compliance Officer is responsible for conducting and directing compliance ... existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives...determine gaps. Lead or assist in leading compliance initiatives necessary in implementing changes. 3. Analyze and… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units...Sales & Trading business unit and/or functions. 4. Take lead of the Fixed Income Sales & Trading Surveillance… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader and subject matter ... Risk Oversight. Supports aligned ERM Program Managers and the Chief Strategic Risk Officer in the planning and execution of related risk oversight activities and… more
- City National Bank (Charlotte, NC)
- **CREDIT RISK REVIEW OFFICER SENIOR CREDIT RISK 2LOD** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Officer Senior - Credit Administration will support ... 2LOD Credit Administration activities. **What you will do** + Lead and manage credit risk reviews of various types...to adequately manage portfolio risk + Reviews and assesses non- compliance with CNB policies and procedures, and determines loan… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** The Enterprise Technology Senior Financial Officer III will serve as a strategic advisor to the Chief Information ... Officer ("CIO") providing decision support through financial forecasting and...corporate and enterprise technology strategic objectives. This position will lead and foster collaboration across Enterprise Technology, the Finance… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer . This position will be in the CIB Markets Business Control organization, partnering ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Randstad US (Charlotte, NC)
- …effectiveness. + Manage and create new business processes, required procedures to ensure compliance . + Lead and facilitate issues management efforts related to ... risk officer - goods trading. + charlotte , north carolina + posted 10 days ago **job details** summary + $65 - $75 per hour + temporary + bachelor degree + category… more
- Truist (Charlotte, NC)
- …and spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. + Takes a new perspective on existing solutions ... to senior leadership summarizing issues and communicating solutions. + Lead assigned LOBs through annual planning process, including rationalizing corporate… more
- Truist (Charlotte, NC)
- …include market, commercial, retail, credit, financial crimes, CCAR, CECL, finance and compliance risk. This position may also lead periodic model review ... shift (United States of America) **Please review the following job description:** Lead model development efforts specific to finance and risk measurement estimation… more